SEC Filings

10-12G/A
AMSURG CORP filed this Form 10-12G/A on 11/03/1997
Entire Document
 
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                         SECURITY OWNERSHIP OF CERTAIN
                        BENEFICIAL OWNERS AND MANAGEMENT
 
   
     The following tables set forth the "beneficial ownership" (as that term is
defined in the rules of the SEC) of the capital stock of AmSurg immediately
after the Distribution of (a) each director and Named Executive Officer of
AmSurg, both individually and as a group, and (b) each other person expected to
be a "beneficial owner" of more than five percent (5%) of any class of capital
stock of AmSurg immediately after the Distribution, based in each case on
information available to AmSurg and AHC as to ownership of capital stock of
AmSurg and AHC on September 30, 1997. Except as otherwise indicated, AmSurg
stockholders after the Distribution listed in the table have (or will have) sole
voting and investment power with respect to the stock owned (or to be owned) by
them. Pursuant to the SEC's beneficial ownership rules, a person is treated as
the beneficial owner of shares that may be acquired under options that are
exercisable within 60 days as of September 30, 1997.
    
 
                                  COMMON STOCK
 
   

<TABLE>
<CAPTION>
                                             CLASS A          PERCENT         CLASS B        PERCENT
                 NAME                   COMMON STOCK(1)(2)    OF CLASS    COMMON STOCK(2)    OF CLASS
                 ----                   ------------------    --------    ---------------    --------
<S>                                     <C>                   <C>         <C>                <C>
Waddell & Reed, Inc.(3)...............        75,316             1.6%          485,276         10.1%
Equitable Asset Management(4).........        40,717               *           262,341          5.5
William C. Weaver, III(5).............       492,968(6)         10.5            15,781            *
Ken P. McDonald.......................        47,500(7)          1.0                 0           --
Claire M. Gulmi.......................        13,333(8)            *                 0           --
Royce D. Harrell......................        84,916(9)          1.8                 0           --
Rodney H. Lunn........................       280,148(10)         5.7                59            *
David L. Manning......................       287,333(11)         5.8                 0           --
Thomas G. Cigarran(12)................        56,702             1.2           365,339          7.6
James A. Deal.........................        27,906               *           179,801          3.8
Steven I. Geringer....................         8,460(13)           *                 0           --
Debora A. Guthrie.....................           138               *               890            *
Henry D. Herr.........................        35,060               *           225,901          4.7
Bergein F. Overholt, M.D..............       134,813(14)         2.9               340            *
All directors and executive officers
  as a group (11 persons).............       976,309            18.4%          772,330         16.1%
</TABLE>

    
 
- ---------------
 
  * Less than 1%.
 
   
 (1) Includes shares issuable within 60 days of September 30, 1997 upon the
     exercise of presently outstanding options.
    
   
 (2) Does not include shares of AmSurg Common Stock which would be received in
     the Distribution in respect of additional shares of AHC Common Stock that
     would be issued if AHC options exercisable within 60 days of September 30,
     1997 are exercised prior to the Distribution.
    
   
 (3) The address of Waddell & Reed, Inc. is 6300 Lamar Avenue, P.O. Box 29217,
     Shawnee Mission, KS 66201-9217. Information with respect to stock ownership
     of Waddell & Reed, Inc. is based upon the Form 13F dated June 30, 1997
     filed with the SEC with respect to ownership of AHC Common Stock.
    
   
 (4) The address of Equitable Asset Management is 3495 Piedmont Rd., Suite 810,
     Atlanta, GA 30305. Information with respect to stock ownership of Equitable
     Asset Management is based upon the Form 13F dated June 30, 1997 filed with
     the SEC with respect to ownership of AHC Common Stock.
    
   
 (5) The address of Mr. Weaver is 4406 Chickering Lane, Nashville, TN 37215.
    
   
 (6) Includes 200,000 shares held in trust for the benefit of Mr. Weaver's three
     children.
    
   
 (7) Represents currently exercisable options for the purchase of 47,500 shares
     of Class A Common Stock.
    
   
 (8) Represents currently exercisable options for the purchase of 13,333 shares
     of Class A Common Stock.
    
   
 (9) Represents currently exercisable options for the purchase of 84,916 shares
     of Class A Common Stock.
    
(10) Includes 1,000 shares held in trust for the benefit of Mr. Lunn's children
     and currently exercisable options for the purchase of 225,333 shares of
     Class A Common Stock.
 
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