SEC Filings

10-12G/A
AMSURG CORP filed this Form 10-12G/A on 05/21/1997
Entire Document
 
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                         SECURITY OWNERSHIP OF CERTAIN
                        BENEFICIAL OWNERS AND MANAGEMENT
 
     The following tables set forth the "beneficial ownership" (as that term is
defined in the rules of the SEC) of the capital stock of AmSurg immediately
after the Distribution of (a) each director and Named Executive Officer of
AmSurg, both individually and as a group, and (b) each other person expected to
be a "beneficial owner" of more than five percent (5%) of any class of capital
stock of AmSurg immediately after the Distribution, based in each case on
information available to AmSurg and AHC as to ownership of capital stock of
AmSurg and AHC on April 30, 1997. Except as otherwise indicated, AmSurg
stockholders after the Distribution listed in the table have (or will have) sole
voting and investment power with respect to the stock owned (or to be owned) by
them. Pursuant to the SEC's beneficial ownership rules, a person is treated as
the beneficial owner of shares that may be acquired under options that are
exercisable within 60 days as of April 30, 1997.
 
                                  COMMON STOCK
 
   

<TABLE>
<CAPTION>
                                                 CLASS A        PERCENT      CLASS B(2)     PERCENT
                   NAME                      COMMON STOCK(1)    OF CLASS    COMMON STOCK    OF CLASS
                   ----                      ---------------    --------    ------------    --------
<S>                                          <C>                <C>         <C>             <C>
Pioneering Management Corp.(3).............            0            --         542,271         9.8%
Waddell & Reed, Inc.(4)....................            0            --         363,630         6.6
William C. Weaver, III(5)..................      490,519(6)       12.6%         18,344           *
Ken P. McDonald............................       31,666(7)          *               0          --
Claire M. Gulmi............................       10,000(8)          *               0          --
Royce D. Harrell...........................       81,708(9)        2.1               0          --
Rodney H. Lunn.............................      286,097(10)       7.0              69           *
David L. Manning...........................      287,333(11)       7.0               0          --
Thomas G. Cigarran(12).....................            0            --         424,566         7.7
James A. Deal..............................            0            --         208,901         3.8
Steven I. Geringer.........................        8,460(13)         *               0          --
Debora A. Guthrie..........................            0            --           1,035           *
Henry D. Herr..............................            0            --         263,659         4.8
Bergein F. Overholt, M.D...................      119,760(14)       3.1             396           *
All directors and executive officers as a
  group (11 persons).......................      825,024          18.4%        898,626        16.2%
</TABLE>

    
 
- ---------------
 
  * Less than 1%.
 
   
 (1) Includes shares issuable within 60 days of April 30, 1997 upon the exercise
     of presently outstanding options.
    
 (2) Does not include shares of Class B Common Stock which would be received in
     the Distribution in respect of additional shares of AHC Common Stock that
     would be issued if AHC options exercisable within 60 days of April 30, 1997
     are exercised prior to the Distribution.
   
 (3) The address of Pioneering Management Corp. is 60 State Street, Boston, MA
     02109. Information with respect to stock ownership of Pioneering Management
     Corp. is based upon the Schedule 13G dated January 3, 1996 filed with the
     SEC with respect to ownership of AHC Common Stock.
    
   
 (4) The address of Waddell & Reed, Inc. is 6300 Lamar Avenue, P.O. Box 29217,
     Shawnee Mission, KS 66201-9217. Information with respect to stock ownership
     of Waddell & Reed, Inc. is based upon the Schedule 13G dated February 14,
     1996 filed with the SEC with respect to ownership of AHC Common Stock.
    
 (5) The address of Mr. Weaver is 4406 Chickering Lane, Nashville, TN 37215.
 (6) Includes 200,000 shares held in trust for the benefit of Mr. Weaver's three
     children and currently exercisable options for the purchase of 1,500 shares
     of Class A Common Stock.
   
 (7) Represents currently exercisable options for the purchase of 31,666 shares
     of Class A Common Stock.
    
   
 (8) Represents currently exercisable options for the purchase of 10,000 shares
     of Class A Common Stock.
    
   
 (9) Represents currently exercisable options for the purchase of 81,708 shares
     of Class A Common Stock.
    
 
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