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SEC Filings

10-K
KEY ENERGY SERVICES INC filed this Form 10-K on 02/28/2018
Entire Document
 


(11)
Includes 3,632 shares of common stock issuable upon the exercise of warrants and includes 11,848 shares of common stock issuable upon the exercise of options.

(12)
Includes 1,852 shares of common stock issuable upon the exercise of warrants and includes 9,876 shares of common stock issuable upon the exercise of options.

The following table sets forth, certain information regarding the beneficial ownership of common stock by each person, other than our directors or executive officers, who is known by us to beneficially own more than 5% of the outstanding shares of our common stock.

 
Shares Beneficially Owned
Name and Address of Beneficial Owner
Number
 
Percent
Soter Capital, LLC (1)
9,800,630

 
48.48
%
360 North Crescent Drive, South Building
 
 
 
Beverly Hills, CA 90210
 
 
 
 
 
 
 
Contrarian Funds (2)
2,376,935

 
11.76
%
411 West Putnam Avenue, Suite 425
 
 
 
Greenwich, CT 06830
 
 
 
 
 
 
 
Quantum Partners (3)
1,318,474

 
6.52
%
250 West 55th Street, 38th Floor
 
 
 
New York, NY 10019
 
 
 
 
 
 
 
Silver Point Funds (4)
1,223,496

 
6.05
%
Two Greenwich Plaza
 
 
 
Greenwich, CT 06830
 
 
 
 
 
 
 
Goldman Sachs Reporting Units (5)
1,038,308

 
5.14
%
200 West Street
 
 
 
New York, NY 10282
 
 
 

(1)
Number of shares beneficially owned is based solely on a Schedule 13D filed with the SEC on December 27, 2016 on behalf of each of: (i) Soter Capital, LLC, a Delaware limited liability company, (ii) Soter Capital Holdings, LLC, a Delaware limited liability company, (iii) PE Soter Holdings, LLC, a Delaware limited liability company, (iv) Platinum Equity Capital Soter Partners, L.P., a Delaware limited partnership, (v) Platinum Equity Partners III, LLC, a Delaware limited liability company, (vi) Platinum Equity Investment Holdings III, LLC, a Delaware limited liability company, (vii) Platinum Equity, LLC, a Delaware limited liability company and (viii) Tom Gores, an individual.
(2)
Number of shares beneficially owned is based solely on a Schedule 13G filed with the SEC on December 27, 2016 on behalf of Contrarian Capital Management, L.L.C. and Contrarian Capital Fund I, L.P.
(3)
Includes 5,752 shares underlying warrants to purchase shares of Key common stock. Number of shares beneficially owned is based solely on a Schedule 13G/A filed with the SEC on February 14, 2017 on behalf of Soros Fund Management LLC, George Soros and Robert Soros relating to shares held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership.
(4)
Number of shares beneficially owned is based solely on a Schedule 13G/A filed jointly with the SEC on February 14, 2017 by Silver Point Capital, L.P., Mr. Edward A. Mule and Mr. Robert J. O’Shea with respect to ownership of the common stock of the Company by Silver Point Capital Fund., L.P. and Silver Point Capital Offshore Master Fund.

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