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SEC Filings

10-K
KEY ENERGY SERVICES INC filed this Form 10-K on 02/28/2018
Entire Document
 

 
 
 
 
Total Beneficial Ownership (1)
 
Percent of Outstanding Shares (2)
 
 
Name of Beneficial Owner
 
 
Non-Management Directors:
 
 
 
 
 
 
Scott D. Vogel (3)
 
31,558

 
*
 
 
Sherman K. Edmiston III (4)
 
6,558

 
*
 
 
H.H. Tripp Wommack III (5)
 
6,113

 
*
 
 
Steven H. Pruett (6)
 
6,558

 
*
 
 
C. Cristopher Gaut (7)
 
6,727

 
*
 
 
Bryan Kelln
 

 
*
 
 
Jacob Kotzubei
 

 
*
 
 
Philip Norment
 

 
*
 
 
Mary Ann Sigler
 

 
*
 
 
 
 
 
 
 
Named Executive Officers:
 
 
 
 
 
 
Robert W. Drummond (8)
 
118,335

 
*
 
 
J. Marshall Dodson (9)
 
59,896

 
*
 
 
David Brunnert (10)
 
24,408

 
*
 
 
Scott P. Miller (11)
 
24,086

 
*
 
 
Katherine I. Hargis (12)
 
12,345

 
*
 
 
 
 
 
 
 
Current Directors and NEOs as a group (14 Persons):
 
296,584

 
1.47%
*Less than 1%
 
 
 
 

(1)
Includes all shares with respect to which each director or executive officer directly or indirectly, through any contract, arrangement, understanding, relationship or otherwise, has or shares the power to vote or to direct voting of such shares and/or the power to dispose or to direct the disposition of such shares. Includes shares that may be purchased under stock options and/or warrants that are exercisable currently or within 60 days after February 1, 2018.

(2)
An individual’s percentage ownership of common stock outstanding is based on 20,217,661 shares of our common stock outstanding as of February 1, 2018. Shares of common stock subject to stock options and warrants currently exercisable or exercisable within 60 days, are deemed outstanding for purposes of the percentage ownership of the person holding such securities but are not deemed outstanding for computing the percentage ownership of any other person.

(3)
Includes 2,651 unvested restricted stock units.

(4)
Includes 2,651 unvested restricted stock units.

(5)
Includes 2,651 unvested restricted stock units.

(6)
Includes 2,651 unvested restricted stock units.

(7)
Includes 2,820 unvested restricted stock units.

(8)
Includes 29,212 shares of common stock issuable upon the exercise of warrants and includes 50,212 shares of common stock issuable upon the exercise of options.

(9)
Includes 13,786 shares of common stock issuable upon the exercise of warrants and includes 25,508 shares of common stock issuable upon the exercise of options.

(10)
Includes 15,800 shares of common stock issuable upon the exercise of options.

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