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SEC Filings

SC 13G/A
SOROS FUND MANAGEMENT LLC filed this Form SC 13G/A on 02/14/2018
Entire Document
 


CUSIP NO.  49309J103
Page 6 of 12 Pages

Item 3.
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
 
 
This Item 3 is not applicable.
 
Item 4.
Ownership:
 
 
Item 4(a).
Amount Beneficially Owned:
 
 
 
As of December 31, 2017, each of the Reporting Persons may be deemed to be the beneficial owner of 465,669 Shares. This number includes (A) 459,917 Shares and (B) 5,752 Shares issuable upon the exercise of warrants (the “Warrants”) beneficially owned by the Reporting Persons.
 
 
Item 4(b).
Percent of Class:
 
 
 
As of December 31, 2017, assuming full exercise of the Warrants beneficially owned by the Reporting Persons, each of the Reporting Persons may be deemed to be the beneficial owner of approximately 2.31% of the total number of Shares outstanding.
 
 
Item 4(c).
Number of shares as to which such person has:
 
 

 
SFM LLC
 
(i)
Sole power to vote or direct the vote
465,669
 
(ii)
Shared power to vote or to direct the vote
0
 
(iii)
Sole power to dispose or to direct the disposition of
465,669
 
(iv)
Shared power to dispose or to direct the disposition of
0

 
George Soros
 
(i)
Sole power to vote or direct the vote
0
 
(ii)
Shared power to vote or to direct the vote
465,669
 
(iii)
Sole power to dispose or to direct the disposition of
0
 
(iv)
Shared power to dispose or to direct the disposition of
465,669

 
Robert Soros
 
(i)
Sole power to vote or direct the vote
0
 
(ii)
Shared power to vote or to direct the vote
465,669
 
(iii)
Sole power to dispose or to direct the disposition of
0
 
(iv)
Shared power to dispose or to direct the disposition of
465,669