Investor Resources



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You can quickly assemble your own investor kit by selecting and printing from the following documents. To order printed materials or to request additional investor-related information, complete an information request.

Download DocumentationFY 2013 Form 10-K
Download DocumentationFY 2013 Proxy Statement
Download DocumentationFY 2014 Q1 Form 10-Q
Download DocumentationFY 2014 Q2 Form 10-Q

You may also find news of interest to investors on our Press Releases page.
Download DocumentationFY 2013 Form 10-K
Download DocumentationFY 2013 Proxy Statement
Download DocumentationFY 2014 Q1 Form 10-Q
Download DocumentationFY 2014 Q2 Form 10-Q

You may also find news of interest to investors on our Press Releases page.


Investor FAQs



When did AppliedMicro go public?
Has AppliedMicro's stock split since the public offering?
When will AppliedMicro report quarterly financial results?
Why does AppliedMicro report non-GAAP results?
How many shares of AppliedMicro are outstanding?
How many employees does AppliedMicro have?
Who are AppliedMicro's independent auditors?
Who is AppliedMicro's outside legal counsel?
Who acts as transfer agent for AppliedMicro?
What is AppliedMicro's CUSIP number?
Can I buy AppliedMicro stock directly through the Company?
How can I sell my shares?
Will I receive an AppliedMicro Annual Report, and if so, when?
When is the annual meeting of stockholders?
When will I receive notice of AppliedMicro's next annual meeting?


When did AppliedMicro go public?
AppliedMicro went public November 25, 1997.
Has AppliedMicro's stock split since the public offering?

Record Date Payable Date EX Date Factor
9/2/99 9/9/99 9/10/99 2 for 1
3/15/00 3/23/00 3/24/00 2 for 1
10/16/00 10/30/00 10/31/00 2 for 1
12/10/07 1 for 4

When will AppliedMicro report quarterly financial results?
Please refer to our calendar of events for our planned earnings release dates. The results are released after the market closes on the scheduled day.
Why does AppliedMicro report non-GAAP results?
AppliedMicro reports non-GAAP results so that investors can compare our results with and without extraordinary charges and expenses. Non-GAAP financials are what AppliedMicro uses internally to evaluate our operating results and are also consistent in content with the financial models and estimates published by analysts who follow AppliedMicro. We encourage you to also review our GAAP financials, as published in our press releases and SEC filings.
How many shares of AppliedMicro are outstanding?
The latest SEC Form 10-Q or 10-K lists the current shares outstanding. These documents are available on this website under SEC Filings.
How many employees does AppliedMicro have?
We currently have approximately 615 employees.
Who are AppliedMicro's independent auditors?
AppliedMicro's independent auditors are KPMG.
Who is AppliedMicro's outside legal counsel?
The Company utilizes the services of different outside law firms, depending upon the transaction or legal matter as to which legal advice is sought. The Company’s primary legal contact is L. William Caraccio, Esq., General Counsel, at (408)542-8632.
Who acts as transfer agent for AppliedMicro?
Computershare Investor Services, LLC (formerly, Harris Trust of California). Computershare Investor Services can provide account information to AppliedMicro shareholders Monday through Friday 8:30 a.m. to 5:00 p.m. Central Standard Time when they call (312)588-4143. Computershare Investor Services, LLC can provide the following information:

Account Information
Account Balance
Statement of Certificate History

Transfer Instructions
Establish Beneficiary
From Individual into Joint Tenant
Removal of Joint Tenant
Establish Trust Account
Change of Owner's Name
Establish Custodial Account

What is AppliedMicro's CUSIP number?
AppliedMicro's common stock CUSIP number is 03822W406.
Can I buy AppliedMicro stock directly through the Company?
AppliedMicro does not administer a direct purchase plan or a direct reinvestment plan. Potential stockholders need to analyze the best option for them when deciding how to invest in AppliedMicro.
How can I sell my shares?
If your shares are held in a brokerage account, simply contact your broker and make your intent known. The broker will sell the shares for you and place the proceeds, less commission, in your brokerage account. To sell shares in certificate form, you must have an account with a broker. You then physically sign the shares over to your broker.
Will I receive an AppliedMicro Annual Report, and if so, when?
In accordance with rules and regulations recently adopted by the Securities and Exchange Commission, instead of mailing a printed copy of our proxy materials to each stockholder of record, we may now furnish proxy materials to our stockholders on the Internet. If you received a Notice Regarding the Availability of Proxy Matters (the "Notice) by mail, you will not receive a printed copy of the proxy materials or our Annual Report by mail. Instead, the Notice will instruct you as to how you may access and review all of the important information contained in the proxy materials and the Annual Report. The Notice also instructs you as to how you may submit your proxy on the Internet. If you received a Notice by mail and would like to receive a printed copy of our proxy materials and the annual report, not including a proxy card, you should follow the instructions for requesting such materials included in the Notice.

Additionally, a number of brokers and banks are participating in a program provided by Broadridge Financial Services that offers the means to receive stockholder material (Annual Report and Proxy Statement) and grant proxies to vote shares by means of the Internet. If your shares are held in an account with a broker or bank participating in the Broadridge program, you may use the following link to sign up for electronic delivery: http://www.icsdelivery.com/amcc

You may also access our Annual Report by clicking here.
When is the annual meeting of stockholders?
Details regarding the annual meeting of stockholders is announced in May and will be available on our site.
When will I receive notice of AppliedMicro's next annual meeting?
Broadridge Financial Services will begin mailing the Notice Regarding the Availability of Proxy Matters (the "Notice) for AppliedMicro's next annual meeting in late June or early July. Stockholders whose shares are kept in a brokerage account will receive Notices directly from their broker.


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