SEC Filings

Form S-1/A
SPECTRUM BRANDS, INC. filed this Form S-1/A on 12/20/2017
Document Outline
Entire Document (2150.3 KB)
Subdocument 1 - S-1/A - S-1/A
Page 1 - As filed with the Securities and Exchange Commission on December 20, 2017
Page 2 - Explanatory Note
Page 3 - SCHEDULE A
Page 4 - The information in this prospectus is not complete and may be changed. These securities may not be s
Page 5 - TABLE OF CONTENTS
Page 6 - TRADEMARKS
Page 7 - PROSPECTUS SUMMARY
Page 8 - Corporate Structure
Page 9 - Summary of Terms of the 2022 Notes
Page 10 - N/A
Page 11 - Summary of Terms of the 2024 Notes
Page 12 - N/A
Page 13 - Summary of Terms of the 2025 Notes
Page 14 - N/A
Page 15 - Summary Historical Financial Data of SB/RH Holdings
Page 16 - N/A
Page 17 - RISK FACTORS
Page 18 - Despite our current levels of debt, we may still incur substantially more debt ranking equal or effe
Page 19 - We may not be able to make the change of control offer required by the indentures.
Page 20 - The market price of the notes may decline if we enter into a transaction that is not a change of con
Page 21 - There is no assurance of an active trading market for the notes.
Page 22 - CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS
Page 23 - N/A
Page 24 - RATIO OF EARNINGS TO FIXED CHARGES
Page 25 - CAPITALIZATION
Page 26 - DESCRIPTION OF OTHER INDEBTEDNESS
Page 27 - 4.00% Senior Notes due 2026
Page 28 - DESCRIPTION OF 2022 NOTES
Page 29 - Additional Notes
Page 30 - Note Guarantees
Page 31 - Optional Redemption
Page 32 - Repurchase at the Option of Holders
Page 33 - Asset Sales
Page 34 - N/A
Page 35 - Suspension of Certain Covenants
Page 36 - Certain Covenants
Page 37 - N/A
Page 38 - provided
Page 39 - N/A
Page 40 - Incurrence of Indebtedness and Issuance of Preferred Stock
Page 41 - N/A
Page 42 - N/A
Page 43 - Liens
Page 44 - N/A
Page 45 - Merger, Consolidation or Sale of Assets
Page 46 - Transactions with Affiliates
Page 47 - Designation of Restricted and Unrestricted Subsidiaries
Page 48 - provided
Page 49 - Reports
Page 50 - Events of Default and Remedies
Page 51 - No Personal Liability of Directors, Officers, Employees and Stockholders
Page 52 - Legal Defeasance and Covenant Defeasance
Page 53 - Amendment, Supplement and Waiver
Page 54 - Satisfaction and Discharge
Page 55 - Concerning the Trustee
Page 56 - N/A
Page 57 - N/A
Page 58 - N/A
Page 59 - N/A
Page 60 - provided
Page 61 - provided
Page 62 - provided
Page 63 - pro forma
Page 64 - N/A
Page 65 - provided
Page 66 - provided
Page 67 - provided
Page 68 - N/A
Page 69 - N/A
Page 70 - N/A
Page 71 - N/A
Page 72 - N/A
Page 73 - N/A
Page 74 - N/A
Page 75 - N/A
Page 76 - DESCRIPTION OF 2024 NOTES
Page 77 - Methods of Receiving Payments on the 2024 Notes
Page 78 - Optional Redemption
Page 79 - Selection and Notice
Page 80 - provided
Page 81 - Suspension of Certain Covenants
Page 82 - Certain Covenants
Page 83 - plus
Page 84 - provided
Page 85 - Asset Sales
Page 86 - Incurrence of Indebtedness and Issuance of Preferred Stock
Page 87 - pro forma
Page 88 - provided
Page 89 - Liens
Page 90 - Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries
Page 91 - provided
Page 92 - Merger, Consolidation or Sale of Assets
Page 93 - N/A
Page 94 - provided
Page 95 - provided
Page 96 - pari
Page 97 - Guarantees
Page 98 - Reports
Page 99 - Events of Default and Remedies
Page 100 - No Personal Liability of Directors, Officers, Employees and Stockholders
Page 101 - Satisfaction and Discharge
Page 102 - N/A
Page 103 - Amendment, Supplement and Waiver
Page 104 - Concerning the Trustee
Page 105 - Certain Definitions
Page 106 - N/A
Page 107 - provided
Page 108 - provided
Page 109 - plus
Page 110 - N/A
Page 111 - provided
Page 112 - provided
Page 113 - pro forma
Page 114 - plus
Page 115 - provided
Page 116 - provided
Page 117 - N/A
Page 118 - N/A
Page 119 - provided
Page 120 - provided
Page 121 - N/A
Page 122 - provided
Page 123 - minus
Page 124 - provided
Page 125 - N/A
Page 126 - DESCRIPTION OF 2025 NOTES
Page 127 - Methods of Receiving Payments on the 2025 Notes
Page 128 - Optional Redemption
Page 129 - Selection and Notice
Page 130 - provided
Page 131 - Suspension of Certain Covenants
Page 132 - Certain Covenants
Page 133 - N/A
Page 134 - provided
Page 135 - provided
Page 136 - Incurrence of Indebtedness and Issuance of Preferred Stock
Page 137 - provided
Page 138 - provided
Page 139 - Liens
Page 140 - Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries
Page 141 - provided
Page 142 - provided
Page 143 - N/A
Page 144 - provided
Page 145 - provided
Page 146 - pari passu
Page 147 - provided
Page 148 - provided
Page 149 - provided
Page 150 - N/A
Page 151 - No Personal Liability of Directors, Officers, Employees and Stockholders
Page 152 - Legal Defeasance and Covenant Defeasance
Page 153 - Amendment, Supplement and Waiver
Page 154 - N/A
Page 155 - Concerning the Trustee
Page 156 - provided
Page 157 - N/A
Page 158 - provided
Page 159 - provided
Page 160 - provided
Page 161 - N/A
Page 162 - provided
Page 163 - provided
Page 164 - N/A
Page 165 - N/A
Page 166 - provided
Page 167 - provided
Page 168 - N/A
Page 169 - N/A
Page 170 - provided
Page 171 - provided
Page 172 - provided
Page 173 - provided
Page 174 - N/A
Page 175 - provided
Page 176 - N/A
Page 177 - BOOK-ENTRY, DELIVERY AND FORM OF SECURITIES
Page 178 - N/A
Page 179 - Exchange of Book-Entry Notes for Certificated Notes
Page 180 - N/A
Page 181 - PLAN OF DISTRIBUTION
Page 182 - LEGAL MATTERS
Page 183 - SPECTRUM BRANDS, INC.
Page 184 - PART II
Page 185 - N/A
Page 186 - N/A
Page 187 - N/A
Page 188 - EXHIBIT INDEX
Page 189 - N/A
Page 190 - N/A
Page 191 - N/A
Page 192 - N/A
Page 193 - N/A
Page 194 - N/A
Page 195 - SIGNATURES
Page 196 - SIGNATURES
Page 197 - SIGNATURES
Page 198 - SIGNATURES
Page 199 - SIGNATURES
Page 200 - SIGNATURES
Page 201 - SIGNATURES
Page 202 - SIGNATURES
Page 203 - SIGNATURES
Page 204 - SIGNATURES
Page 205 - SIGNATURES
Page 206 - SIGNATURES
Page 207 - SIGNATURES
Page 208 - SIGNATURES
Page 209 - SIGNATURES
Page 210 - POWER OF ATTORNEY
Page 211 - SIGNATURES
Page 212 - POWER OF ATTORNEY
Page 213 - SIGNATURES
Page 214 - POWER OF ATTORNEY
Page 215 - SIGNATURES
Page 216 - POWER OF ATTORNEY
Page 217 - SIGNATURES
Page 218 - POWER OF ATTORNEY
Subdocument 2 - EX-3.33 - EX-3.33
Page 1 - Exhibit 3.33
Page 2 - STATE OF DELAWARE
Page 3 - I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED I
Page 4 - Delaware Limited Liability Company Act
Subdocument 3 - EX-3.34 - EX-3.34
Page 1 - Exhibit 3.34
Page 2 - Additional Members
Page 3 - Indemnification
Page 4 - provided,
Page 5 - Miscellaneous
Page 6 - [Signature Page to Limited Liability Company Agreement - Glofish LLC]
Page 7 - Schedule I
Subdocument 4 - EX-3.35 - EX-3.35
Page 1 - Exhibit 3.35
Page 2 - N/A
Page 3 - [Signature Page Follows]
Page 4 - Signature Page to Certificate of Merger of Alaska 2017 Merger LLC with and into Petmatrix LLC
Page 5 - Signature Page to Certificate of Merger of Alaska 2017 Merger LLC with and into Petmatrix LLC
Page 6 - CERTIFICATE OF MERGER
Subdocument 5 - EX-3.36 - EX-3.36
Page 1 - Exhibit 3.36
Page 2 - Principal Office; Registered Agent
Page 3 - Officer
Page 4 - Liability
Page 5 - Expenses
Page 6 - Distributions
Page 7 - Miscellaneous
Page 8 - N/A
Page 9 - Schedule I
Subdocument 6 - EX-3.37 - EX-3.37
Page 1 - Exhibit 3.37
Page 2 - THIRD AMENDED AND RESTATED
Page 3 - Board
Page 4 - FIFTH:
Page 5 - Prepayment of Expenses of Directors and Officers
Page 6 - Insurance
Page 7 - IN WITNESS WHEREOF
Subdocument 7 - EX-3.38 - EX-3.38
Page 1 - Exhibit 3.38
Page 2 - N/A
Page 3 - SHASER, INC.
Page 4 - N/A
Page 5 - SHASER, INC.
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - Article III. - Directors.
Page 10 - N/A
Page 11 - N/A
Page 12 - Article IV. - Officers.
Page 13 - N/A
Page 14 - Article V. - Stock.
Page 15 - N/A
Page 16 - 5.6. Dividends.
Page 17 - N/A
Page 18 - Article VII. - Indemnification.
Page 19 - N/A
Page 20 - Article VIII. - Amendments.
Subdocument 8 - EX-3.39 - EX-3.39
Page 1 - Exhibit 3.39
Page 2 - General Corporation Law
Page 3 - Election of Directors
Page 4 - Board
Page 5 - Nonexclusivity of Rights
Page 6 - Powers of Incorporators
Subdocument 9 - EX-3.40 - EX-3.40
Page 1 - Exhibit 3.40
Page 2 - STOCKHOLDERS
Page 3 - Special Meetings
Page 4 - Notice of Meetings of Stockholders
Page 5 - Waivers of Notice
Page 6 - List of Stockholders
Page 7 - Quorum of Stockholders; Adjournment
Page 8 - Voting Procedures and Inspectors of Election at Meetings of Stockholders
Page 9 - Conduct of Meetings; Organization
Page 10 - N/A
Page 11 - Order of Business
Page 12 - DIRECTORS
Page 13 - Resignation
Page 14 - Adjourned Meetings
Page 15 - Organization
Page 16 - COMMITTEES OF THE BOARD
Page 17 - OFFICERS
Page 18 - Fidelity Bonds
Page 19 - Vice Presidents
Page 20 - Treasurer
Page 21 - Assistant Secretaries and Assistant Treasurers
Page 22 - Lost, Stolen or Destroyed Certificates
Subdocument 10 - EX-3.41 - EX-3.41
Page 1 - Exhibit 3.41
Page 2 - General Corporation Law
Page 3 - Proceeding
Page 4 - Adoption, Amendment and/or Repeal of By-Laws
Subdocument 11 - EX-3.42 - EX-3.42
Page 1 - Exhibit 3.42
Page 2 - STOCKHOLDERS
Page 3 - Fixing Record Date
Page 4 - Notice of Meetings of Stockholders
Page 5 - Waivers of Notice
Page 6 - Quorum of Stockholders; Adjournment
Page 7 - Voting; Proxies
Page 8 - Voting Procedures and Inspectors of Election at Meetings of Stockholders
Page 9 - Conduct of Meetings; Organization
Page 10 - Order of Business
Page 11 - DIRECTORS
Page 12 - Newly Created Directorships and Vacancies
Page 13 - Telephone Meetings
Page 14 - Organization
Page 15 - COMMITTEES OF THE BOARD
Page 16 - OFFICERS
Page 17 - Fidelity Bonds
Page 18 - Secretary
Page 19 - Treasurer
Page 20 - GENERAL PROVISIONS
Page 21 - Seal
Subdocument 12 - EX-5.5 - EX-5.5
Page 1 - Exhibit 5.5
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - Schedule I
Page 8 - Schedule II
Subdocument 13 - EX-21.1 - EX-21.1
Page 1 - Exhibit 21.1
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Subdocument 14 - EX-23.1 - EX-23.1
Page 1 - Exhibit 23.1
Subdocument 15 - EX-25.1 - EX-25.1
Page 1 - SECURITIES AND EXCHANGE COMMISSION
Page 2 - FORM T-1
Page 3 - SIGNATURE
Page 4 - Exhibit 2
Page 5 - Exhibit 3
Page 6 - Exhibit 6
Page 7 - Exhibit 7