Capital Issuances
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| Preferred Stock Issues |
| Trust Preferred and Hybrid Securities Issues |
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Preferred Stock Issues Outstanding as of May 1, 2013
| Name | CUSIP | Ticker | Issue Date | Maturity Date | Per Annum Dividend Rate | Interest Payment Dates | Cumulative (C) or Non-Cumulative (NC) | First Call Date (1) | Original Offering Prospectus (2) |
| Series B | - | - | Jun 1997 | Perpetual | 7.000% | Jan 25 Apr 25 Jul 25 Oct 25 | C | Non-Callable | |
| Series D (3) | 060505831 | BAC PrD | Sep 2006 | Perpetual | 6.204% | Mar 14 Jun 14 Sep 14 Dec 14 | NC | 9/14/2011 |  |
| Series E (3) | 060505815 | BAC PrE | Nov 2006 | Perpetual | Greater of 3-month LIBOR + 35 bps or 4% | Feb 15 May 15 Aug 15 Nov 15 | NC | 11/15/2011 | |
| Series F | 060505377 | - | Mar 2012 | Perpetual | Greater of 3-month LIBOR + 40 bps or 4%% | Mar 15 Jun 15 Sep 15 Dec 15 | NC | 3/15/2012 | |
| Series G | 060505385 | - | Mar 2012 | Perpetual | Greater of 3-month LIBOR + 40 bps or 4% | Mar 15 Jun 15 Sep 15 Dec 15 | NC | 3/15/2012 | |
| Series I (3) | 060505740 | BAC PrI | Sep 2007 | Perpetual | 6.625% | Jan 1 Apr 1 Jul 1 Nov 1 | NC | 10/1/2017 | |
| Series J (3) | 060505724 | BAC PrJ | Nov 2007 | Perpetual | 7.250% | Feb 1 May 1 Aug 1 Nov 1 | NC | 11/1/2012 | |
| Series K (4) | 060505DR2 | - | Jan 2008 | Perpetual | 8% through Jan. 29, 2018; 3-month LIBOR + 363 bps thereafter | Jan 30 Jul 30 | NC | 1/30/2018 | |
| Series L Convertible | 060505682 | BAC PrL | Jan 2008 | Perpetual | 7.250% | Jan 30 Apr 30 Jul 30 Oct 30 | NC | Non-Callable | |
| Series M (4) | 060505DT8 | - | Apr 2008 | Perpetual | 8.125% through May 14, 2018; 3-month LIBOR + 364 bps thereafter | May 15 Nov 15 | NC | 5/15/2018 | |
| Series T | - | - | Sept 2011 | Perpetual | 6.000% | Oct 10 Jan 10 Apr 10 Jul 10 | C | - | |
| Series 1 (5) | 060505633 | BML PrG | Nov 2004 | Perpetual | Greater of 3-month LIBOR + 75 bps or 3% | Feb 28 May 28 Aug 28 Nov 28 | NC | 11/28/2009 | |
| Series 2 (5) | 060505625 | BML PrH | Mar 2005 | Perpetual | Greater of 3-month LIBOR + 65 bps or 3% | Feb 28 May 28 Aug 28 Nov 28 | NC | 11/28/2009 | |
| Series 3 (5) | 060505617 | BML PrI | Nov 2005 | Perpetual | 6.375% | Feb 28 May 28 Aug 28 Nov 28 | NC | 11/28/2010 | |
| Series 4 (5) | 060505591 | BML PrJ | Nov 2005 | Perpetual | Greater of 3-month LIBOR + 75 bps or 4% | Feb 28 May 28 Aug 28 Nov 28 | NC | 11/28/2010 | |
| Series 5 (5) | 060505583 | BML PrL | Mar 2007 | Perpetual | Greater of 3-month LIBOR + 50 bps or 4% | Feb 21 May 21 Aug 21 Nov 21 | NC | 5/21/2012 | |
| Series 6 (6) | 060505575 | BML PrN | Sep 2007 | Perpetual | 6.700% | Mar 30 Jun 30 Sep 30 Dec 30 | NC | 2/3/2009 | |
| Series 7 (6) | 060505567 | BML PrO | Sep 2007 | Perpetual | 6.250% | Mar 30 Jun 30 Sep 30 Dec 30 | NC | 3/18/2010 | |
| Series 8 (5) | 060505559 | BML PrQ | Apr 2008 | Perpetual | 8.625% | Feb 28 May 28 Aug 28 Nov 28 | NC | 5/28/2013 | |
(1) The Corporation may redeem series of preferred stock on or after the redemption date, in whole or in part, at its option, at the liquidation preference plus declared and unpaid dividends. Series B and Series L preferred stock do not have early redemption/call rights.
(2) Each series of preferred stock was issued by Bank of America Corporation (the "Corporation"), other than the Merrill Lynch Mandatory Convertible Preferred Stock, Series 2 and Series 3, which represent outstanding shares of Merrill Lynch & Co, Inc. (Merrill Lynch). The attached are the original offering prospectuses for each relevant series of preferred stock that is listed on a national securities exchange. Although the original prospectuses for the Series 1-8 preferred stock reflect Merrill Lynch as the issuer, the Series 1-8 preferred stock outstanding are series of the Corporation's preferred stock that were issued to holders of the Merrill Lynch series of preferred stock in connection with the Merrill Lynch acquisition, with substantially the same terms as the previous Merrill Lynch series of preferred stock. For more information about the Corporation's series of preferred stock, including certain voting rights, see the Corporation's Amended and Restated Certificate of Incorporation filed as Exhibit 3(a) to the Corporation’s 2009 Annual Report on Form 10-K.
(3) Ownership is held in the form of depositary shares each representing a 1/1000th interest in a share of preferred stock paying a quarterly cash dividend, if and when declared.
(4) Ownership is held in the form of depositary shares each representing a 1/25th interest in a share of preferred stock, paying a semi-annual cash dividend, if and when declared, until the redemption date then adjusts to a quarterly cash dividend, if and when declared, thereafter.
(5) Ownership is held in the form of depositary shares, each representing a 1/1200th interest in a share of preferred stock, paying a quarterly cash dividend, if and when declared.
(6) Ownership is held in the form of depositary shares, each representing a 1/40th interest in a share of preferred stock, paying a quarterly cash dividend, if and when declared.
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Trust Preferred and Hybrid Securities Issues Outstanding as of May 1, 2013
The following table is a summary of the outstanding Trust and Hybrid Securities and the related Notes as of March 31, 2013 as originated by Bank of America Corporation and its predecessor companies.
| Name | CUSIP | Ticker | Issue Date | Maturity Date | Per Annum Interest Rate | Interest Payment Dates | Cumulative (C) or Non-Cumulative (NC) | Redemption Period | Original Offering Prospectus |
| Bank of America | |||||||||
| Capital Trust VI | 05518F209 | - | Mar 2005 | Mar 2035 | 5.625% | Mar 8 Sep 8 | C | Any time | |
| Capital Trust VII | 05518HAA4 | - | Aug 2005 | Aug 2035 | 5.250% | Feb 10 Aug 10 | C | Any time | |
| Capital Trust VIII | 05518T209 | BAC PrZ | Aug 2005 | Aug 2035 | 6.000% | Feb 25 May 25 Aug 25 Nov 25 | C | On or after 8/25/10 | |
| Capital Trust XI | 056335AA0 | - | May 2006 | May 2036 | 6.625% | May 23 Nov 23 | C | Any time | |
| Capital Trust XV | 05518WAA1 | - | May 2007 | Jun 2056 | 3-month LIBOR + 80 bps | Mar 1 Jun 1 Sept 1 Dec 1 | C | On or after 6/1/37 | |
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| Nations Bank | |||||||||
| Capital Trust III | 62874FAA7 | - | Feb 1997 | Jan 2027 | 3-month LIBOR + 55 bps | Jan 15 Apr 15 Jul 15 Oct 15 | C | On or after 1/15/07 | |
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| BankAmerica | |||||||||
| Capital III | 066047AA9 | - | Jan 1997 | Jan 2027 | 3-month LIBOR + 57 bps | Jan 15 Apr 15 July 15 Oct 15 | C | On or after 1/15/02 | |
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| Barnett | |||||||||
| Capital Trust III | 06808NAE0 | - | Jan 1997 | Feb 2027 | 3-month LIBOR + 62.5 bps | Feb 1 May 1 Aug 1 Nov 1 | C | On or after 2/1/07 | |
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| Fleet | |||||||||
| Capital Trust V | 33889WAA4 | - | Dec 1998 | Dec 2028 | 3-month LIBOR + 100 bps | Mar 18 Jun 18 Sep 18 Dec 18 | C | On or after 12/18/03 | |
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| BankBoston | |||||||||
| Capital Trust III | 06605VAA5 | - | Jun 1997 | Jun 2027 | 3-month LIBOR + 75 bps | Mar 15 Jun 15 Sep 15 Dec 15 | C | On or after 6/15/07 | |
| Capital Trust IV | 06605YAA9 | - | Jun 1998 | Jun 2028 | 3-month LIBOR + 60 bps | Mar 8 Jun 8 Sep 8 Dec 8 | C | On or after 6/8/03 | |
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| Progress | |||||||||
| Capital Trust II | - | - | Jul 2000 | Jul 2030 | 11.445% | Jan 19 Jul 19 | C | On or after 7/19/10 | |
| Capital Trust III | - | - | Nov 2002 | Nov 2032 | 3-month LIBOR + 335 bps | Feb 15 May 15 Aug 15 Nov 15 | C | On or after 11/15/07 | |
| Capital Trust IV | - | - | Dec 2002 | Jan 2033 | 3-month LIBOR + 335 bps | Jan 7 Apr 7 Jul 7 Oct 7 | C | On or after 1/7/08 | |
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| MBNA | |||||||||
| Capital B | 55263KAA9 | - | Jan 1997 | Feb 2027 | 3-month LIBOR + 80 bps | Feb 1 May 1 Aug 1 Nov 1 | C | On or after 2/1/07 | |
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| ABN North America | |||||||||
| Series I | 00079G209 | - | May 2001 | Perpetual | 3-month LIBOR + 275 bps | Feb 15 May 15 Aug 15 Nov 15 | NC | On or after 11/8/12 | |
| Series II | 00080B207 | - | May 2001 | Perpetual | 3-month LIBOR + 275 bps | Mar 15 Jun 15 Sep 15 Dec 15 | NC | On or after 11/8/12 | |
| Series III | 00080C205 | - | May 2001 | Perpetual | 3-month LIBOR + 275 bps | Jan 15 Apr 15 Jul 15 Oct 15 | NC | On or after 11/8/12 | |
| Series IV | 00080D203 | - | May 2001 | Perpetual | 3-month LIBOR + 275 bps | Feb 28 May 30 Aug 30 Nov 30 | NC | On or after 11/8/12 | |
| Series V | 00080E201 | - | May 2001 | Perpetual | 3-month LIBOR + 275 bps | Mar 30 Jun 30 Sept 30 Dec 30 | NC | On or after 11/8/12 | |
| Series VI | 00080F208 | - | May 2001 | Perpetual | 3-month LIBOR + 275 bps | Jan 30 Apr 30 Jul 30 Oct 30 | NC | On or after 11/8/12 | |
| Series VII | 00080G206 | - | May 2001 | Perpetual | 3-month LIBOR + 275 bps | Mar 15 Jun 15 Sep 15 Dec 15 | NC | On or after 11/8/12 | |
| Series IX | 00372E208 | - | Jun 2001 | Perpetual | 3-month LIBOR + 275 bps | Mar 5 Jun 5 Sep 5 Dec 5 | NC | On or after 11/8/12 | |
| Series X | 00372F205 | - | Jun 2001 | Perpetual | 3-month LIBOR + 275 bps | Mar 12 Jun 12 Sep 12 Dec 12 | NC | On or after 11/8/12 | |
| Series XI | 00372G203 | - | Jun 2001 | Perpetual | 3-month LIBOR + 275 bps | Mar 26 Jun 26 Sep 26 Dec 26 | NC | On or after 11/8/12 | |
| Series XII | 00372H201 | - | Jun 2001 | Perpetual | 3-month LIBOR + 275 bps | Jan 10 Apr 10 Jul 10 Oct 10 | NC | On or after 11/8/12 | |
| Series XIII | 00372J207 | - | Jun 2001 | Perpetual | 3-month LIBOR + 275 bps | Jan 24 Apr 24 Jul 24 Oct 24 | NC | On or after 11/8/12 | |
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| LaSalle | |||||||||
| Series I | 00371G105 | - | Aug 2000 | Perpetual | 6.968% through Sep. 15, 2010; 3-month LIBOR + 105.5 bps thereafter | Mar 15 Jun 15 Sep 15 Dec 15 | NC | On or after 9/15/10 | |
| Series J | 00371T305 | - | Sep 2000 | Perpetual | 3-month LIBOR + 5.5 bps through Sep. 15, 2010; 3-month LIBOR + 105.5 bps thereafter | Mar 15 Jun 15 Sep 15 Dec 15 | NC | On or after 9/15/10 | |
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| Countrywide | |||||||||
| Capital III | 22237AAB2 | - | Jun 1997 | Jun 2027 | 8.050% | Jun 15 Dec 15 | C | Only under special event | |
| Capital IV | 22238E206 | - | Apr 2003 | Apr 2033 | 6.750% | Jan 1 Apr 1 Jul 1 Oct 1 | C | On or after 4/11/08 | |
| Capital V | 222388209 | - | Nov 2006 | Nov 2036 | 7.000% | Feb 1 May 1 Aug 1 Nov 1 | C | On or after 11/1/11 | |
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| Merrill Lynch | |||||||||
| Preferred Capital Trust III | 59021F206 | - | Jan 1998 | Perpetual | 7.000% | Mar 30 Jun 30 Sep 30 Dec 30 | C | On or after 3/08 | |
| Preferred Capital Trust IV | 59021G204 | - | Jun 1998 | Perpetual | 7.120% | Mar 30 Jun 30 Sept 30 Dec 30 | C | On or after 6/08 | |
| Preferred Capital Trust V | 59021K205 | - | Nov 1998 | Perpetual | 7.280% | Mar 30 Jun 30 Sept 30 Dec 30 | C | On or after 9/08 | |
| Capital Trust I | 590199204 | - | Dec 2006 | Dec 2066 | 6.450% | Mar 15 Jun 15 Sep 15 Dec 15 | C | On or after 12/11 | |
| Capital Trust II | 59024T203 | - | May 2007 | Jun 2062 | 6.450% | Mar 15 Jun 15 Sep 15 Dec 15 | C | On or after 6/12 | |
| Capital Trust III | 59025D207 | - | Aug 2007 | Sep 2062 | 7.375% | Mar 15 Jun 15 Sep 15 Dec 15 | C | On or after 9/12 | |
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