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SEC Filings / Section 16 Reports

DEF 14A
BECTON DICKINSON & CO filed this Form DEF 14A on 12/03/2018
Entire Document
 

Outstanding Equity Awards
The following table sets forth the outstanding equity awards held by the named executive officers at the end of fiscal year 2018.
Outstanding Equity Awards at 2018 Fiscal Year-End
 
Name
 
Grant
Date
 
Number
Securities
Underlying
Unexercised
SARs (#)
Exercisable
(1)
 
Number of
Securities
Underlying
Unexercised
SARs (#)
Unexercisable
(1)
 
SAR
Exercise
Price
($/Sh)
 
SAR
Expiration
Date
 
Number of
Shares or
Units of
Stock That
Have Not
Vested
(#)(2)
 
Market
Value of
Shares or
Units of
Stock
That
Have Not
Vested
($)(3)
 
Equity
Incentive Plan
Awards:
Number of
Unearned
Shares, Units
or Other
Rights That
Have Not
Vested (#)(4)
 
Equity
Incentive Plan
Awards:
Market or
Payout Value
of Unearned
Shares, Units
or Other Rights
That Have Not
Vested ($)(3)
Vincent A. Forlenza
 
11/24/2009
 
24,742

 
0

 
75.63
 
11/24/2019
 

 

 

 

 
 
11/23/2010
 
85,372

 
0

 
76.64
 
11/23/2020
 

 

 

 

 
 
11/22/2011
 
181,794

 
0

 
72.12
 
11/22/2021
 

 

 

 

 
 
11/20/2012
 
202,758

 
0

 
76.18
 
11/20/2022
 

 

 

 

 
 
11/26/2013
 
158,479

 
0

 
108.89
 
11/26/2023
 

 

 

 

 
 
11/25/2014
 
108,072

 
36,026

 
134.73
 
11/25/2024
 

 

 

 

 
 
11/26/2015
 
82,568

 
82,570

 
150.12
 
11/26/2025
 

 

 

 

 
 
11/26/2016
 
25,058

 
84,175

 
170.69
 
11/26/2026
 

 

 

 

 
 
11/26/2017
 
0

 
95,957

 
226.28
 
11/26/2027
 

 

 

 

 
 
Various
 

 

 

 

 
79,773

 
20,820,753

 
78,342

 
20,447,262

Christopher R. Reidy
 
11/26/2013
 
42,261

 
0

 
108.89
 
11/26/2023
 

 

 

 

 
 
11/25/2014
 
27,342

 
9,117

 
134.73
 
11/25/2024
 

 

 

 

 
 
11/26/2015
 
22,028

 
22,031

 
150.12
 
11/26/2025
 

 

 

 

 
 
11/26/2016
 
8,165

 
24,496

 
170.69
 
11/26/2026
 

 

 

 

 
 
11/26/2017
 
0

 
28,559

 
226.28
 
11/26/2027
 

 

 

 

 
 
Various
 

 

 

 

 
13,862

 
3,617,982

 
23,034

 
6,011,874

Patrick K. Kaltenbach
 
6/1/2018
 
0

 
22,923

 
224.94
 
6/1/2028
 

 

 

 

 
 
6/1/2018
 

 

 

 

 
2,533

 
661,113

 
9,664

 
2,522,304

Samrat S. Khichi
 
7/16/2014
 
14,093

 
0

 
95.03
 
7/16/2024
 

 

 

 

 
 
12/10/2014
 
12,286

 
0

 
110.04
 
12/10/2024
 

 

 

 

 
 
12/9/2015
 
14,822

 
0

 
121.49
 
12/9/2025
 

 

 

 

 
 
12/14/2016
 
12,505

 
0

 
143.07
 
12/14/2026
 

 

 

 

 
 
1/2/2018
 
0

 
15,591

 
217.84
 
1/2/2028
 

 

 

 

 
 
1/2/2018
 

 

 

 

 
1,627

 
424,647

 
5,754

 
1,501,794

Thomas E. Polen
 
11/25/2014
 
11,718

 
3,907

 
134.73
 
11/25/2024
 

 

 

 

 
 
11/26/2015
 
13,760

 
13,763

 
150.12
 
11/26/2025
 

 

 

 

 
 
11/26/2016
 
7,423

 
22,269

 
170.69
 
11/26/2026
 

 

 

 

 
 
11/26/2017
 
0

 
31,986

 
226.28
 
11/26/2027
 

 

 

 

 
 
Various
 

 

 

 

 
10,767

 
2,810,187

 
23,164

 
6,045,804

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
(1)
SARs become exercisable in four equal annual installments, beginning one year following the date of grant. The Bard stock options that Mr. Khichi held at the time of the Bard acquisition in December 2017 converted to BD SARS and became fully vested to the extent not then already vested.
Set forth below is the value of the exercisable SARs held by named executive officers at the end of fiscal year 2018. The value represents the difference between $261.00, the closing price of BD common stock on September 30, 2018, and the exercise price of each exercisable SAR held by the named executive officer. These values may not reflect the value actually realized by the named executive officers upon exercise.
 

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