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PRE 14A
ICONIX BRAND GROUP, INC. filed this Form PRE 14A on 04/01/2019
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VOTING SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

 

The following table presents information regarding beneficial ownership of our Common Stock as of March 8, 2019 by each of our directors and our named executive officers, all of our executive officers and directors, as a group, and each person known by us to beneficially hold more than five percent (5%) of our Common Stock, based on information obtained from such persons.

 

Unless indicated below, to our knowledge, the persons and entities named in the table have sole voting and sole investment power with respect to all securities beneficially owned, subject to community property laws where applicable. The shares “beneficially owned” by a person are determined in accordance with the definition of “beneficial ownership” set forth in the regulations of the SEC and, accordingly, shares of our Common Stock underlying options, warrants, restricted stock units and other convertible securities that are exercisable or convertible within sixty (60) days of March 8, 2019 and shares of our Common Stock underlying restricted stock awards that vest within sixty (60) days of March 8, 2019 are deemed to be beneficially owned by the person holding such securities and to be outstanding for purposes of determining such holder’s percentage ownership. The same securities may be beneficially owned by more than one person. Percentage ownership is based on 88,619,484 shares of our Common Stock outstanding as of March 8, 2019. The address for each beneficial owner, unless otherwise noted, is c/o Iconix Brand Group, Inc. at 1450 Broadway, Third Floor, New York, New York 10018.

 

Name and Address of Beneficial Owner  Number of Shares of
Common Stock
Beneficially Owned
   Percentage of
Company’s Outstanding
Common Stock
Beneficially Owned
 
F. Peter Cuneo   52,243    * 
Robert C. Galvin   478,914    * 
John T. McClain   354,258    * 
Justin Barnes        
Drew Cohen   61,737    * 
Mark Friedman   65,981    * 
Sue Gove   30,052    * 
James A. Marcum   74,057    * 
John N. Haugh   484,184    * 
David K. Jones   77,003    * 
Jason Schaefer   55,446    * 
Jeffrey Wood   30,999    * 
All directors and executive officers as a group (8 persons)(1)   1,117,242    1.3%
           
UBS Group AG
1450 Broadway
New York, NY 10018
   11,265,289(2)   9.985%(3)
Sports Direct International plc
Unit A Brook Park East
Shirebrook, England NG20 8RY
   5,664,115(4)   6.4%
Monecor (London) Limited (trading as ETX Capital)
One Broadgate
London EC2M 2QS
United Kingdom
   5,001,575(5)   5.6%
Radcliffe Capital Management, L.P.
50 Monument Road, Suite 300
Bala Cynwyd, PA 19004
   7,707,845(6)   8.7%

 

*Less than 1%

 

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