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10-K
ICONIX BRAND GROUP, INC. filed this Form 10-K on 03/28/2019
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Index to Exhibits

 

Exhibit

Numbers

 

Description

 

 

 

    2.1

  

Contribution and Sale Agreement dated October 26, 2009 by and among the Company, IP Holder LLC, now known as IP Holdings Unltd LLC, Seth Gerszberg, Suchman LLC, Yakira, L.L.C., Ecko.Complex, LLC, Zoo York LLC and Zoo York THC LLC  (1)  +

 

 

    2.2

  

Membership Interest Purchase Agreement dated as of March 9, 2010 by and between the Company and Purim LLC (2) +

 

 

    2.3

  

Asset Purchase Agreement dated April 26, 2011 by and among Hardy Way LLC, Nervous Tattoo, Inc. and Audigier Brand Management Group, LLC  (4)  +

 

 

    2.4

 

Asset Purchase Agreement dated December 23, 2016 by and among Iconix Brand Group, Inc., 360 Holdings II-A LLC, Icon NY Holdings LLC, Iconix Latin America LLC and Sharper Image Holdings LLC(51)

 

 

 

    2.5

 

Membership Interest Purchase Agreement by and among Iconix Brand Group, Inc., Icon NY Holdings LLC, IBG Borrower LLC, DHX Media Ltd. and DHX SSP Holdings LLC, dated May 9, 2017. (52)

 

 

 

    2.6

 

Membership Interest Purchase Agreement by and among Iconix Brand Group, Inc., IBG Borrower LLC, DHX Media Ltd. and DHX SSP Holdings LLC, dated May 9, 2017.(52)

 

 

 

    3.1

  

Amended and Restated Certificate of Incorporation, as amended(9) ++

 

 

    3.2

  

Restated and Amended By-Laws(10)

 

 

    4.1

  

Base Indenture dated November 29, 2012(12)

 

 

    4.2

  

Supplemental Indenture Series 2012-1 Supplement dated November 29, 2012(12)

 

 

 

    4.3

 

First Amendment to the Series 2012-1 Supplemental Indenture dated August 18, 2017(54)

 

 

    4.4

  

Supplemental Indenture Series 2013-1 Supplement dated as of June 21, 2013(8)

 

 

    4.5

  

Indenture 1.50% Convertible Senior Subordinated Notes Due 2018 dated as of March 18, 2013(40)

 

 

    4.6

  

Global Note(40)

 

 

 

    4.7

 

Indenture, dated as of February 22, 2018, by and among the Company, the Guarantors listed therein and The Bank of New York Mellon Trust Company, N.A., as trustee(59)

 

 

  10.1

  

401(K) Savings Plan of the Company(18)

 

 

  10.2

  

Form of Restricted Stock Agreement for officers under the Company’s 2006 Equity Incentive Plan(20)*

 

 

  10.3

  

Form of Restricted Stock Agreement for Directors under the Company’s 2006 Equity Incentive Plan(20)*

 

 

  10.4

  

Lease dated as of November 12, 2007 with respect to the Company’s Executive Offices(24)

 

 

  10.5

  

Iconix Brand Group, Inc. Executive Incentive Bonus Plan(25)*

 

 

  10.6

  

Class A-1 Note Purchase Agreement dated November 29, 2012 by and among Registrant, Co-Issuers, Certain Conduit Investors, Certain Financial Institutions, Certain Funding Agents, Barclays Bank PLC, as L/C Provider, Barclays Bank PLC as Swingline Lender and Barclays Bank PLC, as Administrative Agent (12)

 

 

 

  10.7

 

First Amendment to the Class A-1 Note Purchase Agreement dated August 18, 2017, by and among the Company, the Co-Issuers, Certain Conduit Investors, Certain Financial Institutions, Certain Funding Agents, and Guggenheim Securities Credit Partners, LLC, as L/C Provider, as Swingline Lender and as Administrative Agent.(54)

 

 

  10.8

  

Management Agreement dated November 29, 2012 by and among the Co-Issuers, Registrant and Citibank, N.A., as trustee (12)

 

 

  10.9

  

Form of RSU Agreement pursuant to the Amended and Restated 2009 Plan (Executive)(36)*

 

 

  10.10

  

Form of RSU Agreement pursuant to the Amended and Restated 2009 Plan (Non-Executive)(36)*

 

 

  10.11

  

Form of RSU Agreement pursuant to the Amended and Restated 2009 Plan (Non-employee Director)(36)*

 

 

  10.12

  

Amended and Restated 2009 Equity Incentive Plan(37)*

 

 

52


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