News Release| CORRECTING and REPLACING Forrester Research Reports First-Quarter Financial Results | CAMBRIDGE, Mass.--(BUSINESS WIRE)--Apr. 30, 2009--
In section titled Full-Year 2009 (Pro Forma), second bullet
should read: Pro forma diluted earnings per share of approximately $0.88
to $ 1.11 (sted Pro forma diluted earnings per share of approximately
$0.88 to $ 1.31).
The corrected release reads:
FORRESTER RESEARCH REPORTS FIRST-QUARTER FINANCIAL RESULTS
Forrester Research, Inc. (Nasdaq: FORR) today announced its
first-quarter ended March 31, 2009 financial results.
First-Quarter Financial Performance
-
Total revenues were $56.4 million, compared with $55.0 million for the
first quarter of last year.
-
On a GAAP-reported basis, Forrester reported net income of $2.6
million, or $0.11 per diluted share, compared with net income of $5.0
million, or $0.21 per diluted share, for the same period last year.
-
On a pro forma basis, net income was $6.3 million, or $0.27 per
diluted share, for the first quarter of 2009, which reflects a pro
forma effective tax rate of 40 percent. Pro forma net income excludes
stock-based compensation of $2.2 million, amortization of $656,000 of
acquisition-related intangible assets, and $3.1 million of
reorganization costs. This compares with pro forma net income of $6.2
million, or $0.26 per diluted share, for the same period in 2008,
which reflects a pro forma effective tax rate of 39 percent. Pro forma
net income for the first quarter of 2008 excludes stock-based
compensation of $1.4 million, amortization of $171,000 of
acquisition-related intangible assets, marketable and non-marketable
investment gains of $497,000, and a net benefit of $68,000 related to
the settlement of stock-option-related payroll tax exposure offset by
professional fees related to the stock option investigation and
restatement of the Company’s historical financial statements.
A reconciliation of GAAP results to pro forma results may be found in
the attached financial tables.
“As demonstrated by our first-quarter financial performance, we are
weathering the current recession and managing the business accordingly,”
said George F. Colony, Forrester’s chairman of the board and chief
executive officer. “Based on our deferred revenue model, we should
expect that the current softness in the market today will result in a
delayed impact on our revenue later in the year. As a result while we
exceeded our revenue guidance for the first quarter, we are reiterating
our full-year guidance.”
Forrester is providing second-quarter 2009 financial guidance as follows:
Second-Quarter 2009 (GAAP):
-
Total revenues of approximately $60 million to $63 million.
-
Operating margin of approximately 16 percent to 18 percent.
-
Other income of approximately $800,000.
-
An effective tax rate of 40 percent.
-
Diluted earnings per share of approximately $0.27 to $0.31.
Second-Quarter 2009 (Pro Forma):
Pro forma financial guidance for the second quarter of 2009 excludes
amortization of acquisition-related intangible assets of approximately
$700,000, stock-based compensation expense of $1.2 million to $1.7
million, and any gains or impairment charges related to marketable and
non-marketable investments.
-
Pro forma operating margin of approximately 19 percent to 21 percent.
-
Pro forma effective tax rate of 40 percent.
-
Pro forma diluted earnings per share of approximately $0.33 to $0.37.
Forrester is reiterating full-year 2009 guidance as follows:
Full-Year 2009 (GAAP):
-
Total revenues of approximately $215 million to $235 million.
-
Operating margin of approximately 10 percent to 13 percent.
-
Other income of approximately $3.0 million.
-
An effective tax rate of 40 percent.
-
Diluted earnings per share of approximately $0.64 to $0.84.
Full-Year 2009 (Pro Forma):
Pro forma financial guidance for full-year 2009 excludes stock-based
compensation expense of $5 million to $6 million, reorganization costs
of $3.1 million, amortization of acquisition-related intangible assets
of approximately $2.0 million, and any gains or impairment charges
related to marketable and non-marketable investments.
-
Pro forma operating margin of approximately 15 percent to 17 percent.
-
Pro forma diluted earnings per share of approximately $0.88 to $ 1.11.
-
An effective tax rate of 40 percent.
Forrester also announced today that its board of directors has
authorized the repurchase of up to an additional $50 million of its
common stock. The shares may be purchased from time to time in open
market or privately negotiated transactions. The shares purchased will
be used, among other things, for Forrester’s employee and director stock
plans. As of March 31, 2009, Forrester had approximately 23,054,000
shares outstanding.
About Forrester Research
Forrester Research (Nasdaq: FORR) is an independent research company
that provides pragmatic and forward-thinking advice to global leaders in
business and technology. Forrester works with professionals in 19 key
roles at major companies providing proprietary research, consumer
insight, consulting, events, and peer-to-peer executive programs. For
more than 25 years, Forrester has been making IT, marketing, and
technology industry leaders successful every day. For more information
visit www.forrester.com.
This press release contains forward-looking statements within the
meaning of the Private Securities Litigation Reform Act of 1995. These
statements include, but are not limited to, Forrester’s financial and
operating targets for the second quarter of and full-year 2009. These
statements are based on Forrester’s current plans and expectations and
involve risks and uncertainties that could cause actual future
activities and results of operations to be materially different from
those set forth in the forward-looking statements. Important factors
that could cause actual future activities and results to differ include,
among others, Forrester’s ability to respond to business and economic
conditions, particularly in light of the continuing global economic
downturn, technology spending, market trends, competition, industry
consolidation, the ability to attract and retain professional staff,
possible variations in Forrester’s quarterly operating results, any cost
savings related to reductions in force and associated actions, risks
associated with Forrester’s ability to offer new products and services,
and Forrester’s dependence on renewals of its membership-based research
services and on key personnel. Forrester undertakes no obligation to
update publicly any forward-looking statements, whether as a result of
new information, future events, or otherwise. For further information,
please refer to Forrester’s reports and filings with the Securities and
Exchange Commission.
The consolidated statements of income, consolidated balance sheets, and
consolidated statements of cash flows are attached.
© 2009, Forrester Research, Inc. All rights reserved. Forrester is a
trademark of Forrester Research, Inc.
|
Forrester Research, Inc.
|
|
Consolidated Statements of Income
|
|
(In thousands, except per share data)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Three months ended March 31,
|
|
|
|
|
|
|
2009
|
|
2008
|
|
|
|
|
|
|
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Revenues
|
|
|
|
|
|
|
|
|
|
|
Research services
|
|
|
$
|
39,050
|
|
$
|
35,949
|
|
|
|
Advisory services and other
|
|
|
|
17,357
|
|
|
19,025
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total revenues
|
|
|
|
56,407
|
|
|
54,974
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Operating expenses
|
|
|
|
|
|
|
|
|
|
|
Cost of services and fulfillment
|
|
|
|
22,212
|
|
|
21,148
|
|
|
|
Selling and marketing
|
|
|
|
19,149
|
|
|
18,850
|
|
|
|
General and administrative
|
|
|
|
6,972
|
|
|
7,226
|
|
|
|
Depreciation
|
|
|
|
1,092
|
|
|
1,036
|
|
|
|
Amortization of intangible assets
|
|
|
|
656
|
|
|
171
|
|
|
|
Reorganization costs
|
|
|
|
3,141
|
|
|
-
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total operating expenses
|
|
|
|
53,222
|
|
|
48,431
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Income from operations
|
|
|
|
3,185
|
|
|
6,543
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Other income, net
|
|
|
|
1,269
|
|
|
2,072
|
|
|
|
Realized gains from securities and non-marketable investments
|
|
|
|
-
|
|
|
497
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Income from operations before income taxes
|
|
|
|
4,454
|
|
|
9,112
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Income tax provision
|
|
|
|
1,823
|
|
|
4,084
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Net income
|
|
|
$
|
2,631
|
|
$
|
5,028
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Diluted income per share
|
|
|
$
|
0.11
|
|
$
|
0.21
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Diluted weighted average shares outstanding
|
|
|
|
23,106
|
|
|
23,617
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Basic income per share
|
|
|
$
|
0.11
|
|
$
|
0.22
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Basic weighted average shares outstanding
|
|
|
|
22,946
|
|
|
23,048
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Pro forma data (1):
|
|
|
|
|
|
|
|
|
|
|
Income from operations
|
|
|
$
|
3,185
|
|
$
|
6,543
|
|
|
|
Amortization of intangible assets
|
|
|
|
656
|
|
|
171
|
|
|
|
Reorganization costs
|
|
|
|
3,141
|
|
|
-
|
|
|
|
Investigation related benefit
|
|
|
|
-
|
|
|
(68
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Non-cash stock-based compensation included in the following
|
|
|
|
|
|
|
|
|
|
|
expense categories:
|
|
|
|
|
|
|
|
|
|
Cost of services and fulfillment
|
|
|
|
1,149
|
|
|
768
|
|
|
Selling and marketing
|
|
|
|
365
|
|
|
270
|
|
|
General and administrative
|
|
|
|
678
|
|
|
368
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Pro forma income from operations
|
|
|
|
9,174
|
|
|
8,052
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Other income, net
|
|
|
|
1,269
|
|
|
2,072
|
|
|
|
Pro forma income before income taxes
|
|
|
|
10,443
|
|
|
10,124
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Pro forma income tax provision
|
|
|
|
4,177
|
|
|
3,948
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Pro forma net income
|
|
|
$
|
6,266
|
|
$
|
6,176
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Pro forma diluted income per share
|
|
|
$
|
0.27
|
|
$
|
0.26
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Diluted weighted average shares outstanding
|
|
|
|
23,106
|
|
|
23,617
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(1) Forrester believes that pro forma financial results provide
investors with consistent and comparable information to aid in the
understanding of Forrester's ongoing business. Our pro forma
presentation excludes reorganization costs, amortization of
intangible assets, stock-based compensation, net gains or
impairments from marketable and non-marketable investments, costs
associated with the stock option investigation and restatement of
our historical financial statements, as well as their related tax
effects. The pro forma data does not purport to be prepared in
accordance with Accounting Principles Generally Accepted in the
United States.
|
|
|
|
|
|
|
|
|
|
Forrester Research, Inc.
|
|
Condensed Consolidated Balance Sheets
|
|
(In thousands)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
March 31,
|
|
December 31,
|
|
|
|
|
|
|
|
2009
|
|
2008
|
|
|
|
|
|
|
|
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Assets:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Cash and cash equivalents
|
|
|
$
|
111,284
|
|
|
$
|
129,478
|
|
|
|
Short-term investments
|
|
|
|
114,470
|
|
|
|
83,951
|
|
|
|
Accounts receivable, net
|
|
|
|
40,559
|
|
|
|
64,226
|
|
|
|
Deferred commissions
|
|
|
|
8,792
|
|
|
|
9,749
|
|
|
|
Deferred income taxes
|
|
|
|
7,760
|
|
|
|
7,947
|
|
|
|
Prepaid expenses and other current assets
|
|
18,066
|
|
|
|
15,553
|
|
|
Total current assets
|
|
|
|
|
300,931
|
|
|
|
310,904
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Long-term investments
|
|
|
|
44,200
|
|
|
|
46,500
|
|
|
|
Property and equipment, net
|
|
|
8,202
|
|
|
|
6,759
|
|
|
|
Deferred income taxes
|
|
|
|
8,884
|
|
|
|
8,523
|
|
|
|
Goodwill and intangible assets, net
|
|
|
74,242
|
|
|
|
74,562
|
|
|
|
Non-marketable investments and other long term assets
|
|
7,411
|
|
|
|
7,703
|
|
|
Total assets
|
|
|
|
$
|
443,870
|
|
|
$
|
454,951
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Liabilities and stockholders’ equity:
|
|
|
|
|
|
|
|
|
|
|
Accounts payable
|
|
|
$
|
3,062
|
|
|
$
|
3,532
|
|
|
|
Accrued expenses
|
|
|
|
24,847
|
|
|
|
27,527
|
|
|
|
Deferred revenue
|
|
|
|
|
108,412
|
|
|
|
113,844
|
|
|
Total current liabilities
|
|
|
136,321
|
|
|
|
144,903
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Non-current liabilities
|
|
|
|
6,053
|
|
|
|
6,551
|
|
|
Total liabilities
|
|
|
|
|
142,374
|
|
|
|
151,454
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Preferred stock
|
|
|
|
|
-
|
|
|
|
-
|
|
|
|
Common stock
|
|
|
|
|
291
|
|
|
|
291
|
|
|
|
Additional paid-in capital
|
|
|
|
317,676
|
|
|
|
315,149
|
|
|
|
Retained earnings
|
|
|
|
113,324
|
|
|
|
110,693
|
|
|
|
Treasury stock, at cost
|
|
|
|
(125,750
|
)
|
|
|
(120,851
|
)
|
|
|
Accumulated other comprehensive loss
|
|
(4,045
|
)
|
|
|
(1,785
|
)
|
|
Total stockholders’ equity
|
|
|
|
301,496
|
|
|
|
303,497
|
|
|
Total liabilities and stockholders’ equity
|
|
$
|
443,870
|
|
|
$
|
454,951
|
|
|
Forrester Research, Inc.
|
|
Consolidated Statements of Cash Flows
|
|
(In thousands)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Three months ended March 31,
|
|
|
|
|
|
|
2009
|
|
2008
|
|
|
|
|
|
|
(Unaudited)
|
|
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Cash flows from operations:
|
|
|
|
|
|
|
|
|
Net income
|
|
$
|
2,631
|
|
$
|
5,028
|
|
|
Adjustments to reconcile net income to net cash provided by
operating activities –
|
|
|
|
|
|
|
|
|
Depreciation
|
|
|
1,092
|
|
|
1,036
|
|
|
Amortization of intangible assets
|
|
|
656
|
|
|
171
|
|
|
Non-cash stock-based compensation
|
|
|
2,192
|
|
|
1,406
|
|
|
Increase in provision for doubtful accounts
|
|
|
150
|
|
|
96
|
|
|
Unrealized (gain) loss on foreign currency and other, net
|
|
|
(95
|
)
|
|
-
|
|
|
Deferred income taxes
|
|
|
(240
|
)
|
|
605
|
|
|
Gains from non-marketable investments and available-for-sale
securities
|
|
|
-
|
|
|
(497
|
)
|
|
Tax benefit from exercises of employee stock options
|
|
|
-
|
|
|
(440
|
)
|
|
Amortization of premiums on available-for-sale securities
|
|
|
293
|
|
|
187
|
|
|
Changes in assets and liabilities –
|
|
|
|
|
|
|
|
|
Accounts receivable
|
|
|
23,251
|
|
|
19,802
|
|
|
Deferred commissions
|
|
|
958
|
|
|
331
|
|
|
Prepaid expenses and other current assets
|
|
|
(2,721
|
)
|
|
1,873
|
|
|
Accounts payable
|
|
|
(896
|
)
|
|
(886
|
)
|
|
Accrued expenses
|
|
|
(2,314
|
)
|
|
(2,644
|
)
|
|
Deferred revenue
|
|
|
(4,280
|
)
|
|
4,419
|
|
|
Net cash provided by operating activities
|
|
|
20,677
|
|
|
30,487
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Cash flows from investing activities:
|
|
|
|
|
|
|
|
|
Acquisition of Forrester Middle East FZ-LLC
|
|
|
(561
|
)
|
|
-
|
|
|
Purchases of property and equipment
|
|
|
(2,602
|
)
|
|
(954
|
)
|
|
Proceeds from non-marketable investments
|
|
|
-
|
|
|
200
|
|
|
Decrease in other assets
|
|
|
268
|
|
|
202
|
|
|
Purchases of available-for-sale securities
|
|
|
(245,911
|
)
|
|
(390,696
|
)
|
|
Proceeds from sales and maturities of available-for-sale securities
|
|
|
216,444
|
|
|
442,962
|
|
|
Net cash (used in) provided by investing activities
|
|
|
(32,362
|
)
|
|
51,714
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Cash flows from financing activities:
|
|
|
|
|
|
|
|
|
Proceeds from exercises of employee stock options
|
|
|
366
|
|
|
4,377
|
|
|
Excess tax benefits from non-cash stock-based compensation
|
|
|
-
|
|
|
440
|
|
|
Acquisition of treasury shares
|
|
|
(4,899
|
)
|
|
(14,474
|
)
|
|
Net cash used in financing activities
|
|
|
(4,533
|
)
|
|
(9,657
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Effect of exchange rate changes on cash and cash equivalents
|
|
|
(1,976
|
)
|
|
803
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Net (decrease) increase in cash and cash equivalents
|
|
|
(18,194
|
)
|
|
73,347
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Cash and cash equivalents, beginning of period
|
|
|
129,478
|
|
|
53,163
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Cash and cash equivalents, end of period
|
|
$
|
111,284
|
|
$
|
126,510
|
|
Source: Forrester Research, Inc.
Forrester Research, Inc. Michael Doyle, +1-617-613-6000 Chief
Financial Officer mdoyle@forrester.com or Karyl
Levinson, +1-617-613-6262 Vice President, Corporate Communications press@forrester.com
|
|