Notification of Transactions of Directors/PDMRS
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Sir Jonathon Band |
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2 |
Reason for the notification |
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a) |
Position/status |
Director |
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b) |
Initial notification/ Amendment |
Initial Notification |
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|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Carnival Corporation |
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b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
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|
4 |
Details of the transaction |
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|
a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
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|
b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
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|
c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 2,709 |
|
d) |
Aggregated information - Aggregated volume - Price |
2,709 $0.00 |
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e) |
Date of the transaction |
2017-04-06 |
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f) |
Place of the transaction |
Off Market |
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|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
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|
a) |
Name |
Richard Glasier |
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|
2 |
Reason for the notification |
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|
a) |
Position/status |
Director |
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|
b) |
Initial notification/ Amendment |
Initial Notification |
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|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Carnival Corporation |
|
|
b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
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|
4 |
Details of the transaction |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
|
|
b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
|
|
c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 2,709 |
|
d) |
Aggregated information - Aggregated volume - Price |
2,709 $0.00 |
|
|
e) |
Date of the transaction |
2017-04-06 |
|
|
f) |
Place of the transaction |
Off Market |
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|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Helen Deeble |
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|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Director |
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|
b) |
Initial notification/ Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Carnival Corporation |
|
|
b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
|
|
4 |
Details of the transaction |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
|
|
b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
|
|
c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 2,709 |
|
d) |
Aggregated information - Aggregated volume - Price |
2,709 $0.00 |
|
|
e) |
Date of the transaction |
2017-04-06 |
|
|
f) |
Place of the transaction |
Off Market |
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|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Debra Kelly-Ennis |
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|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Director |
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|
b) |
Initial notification/ Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Carnival Corporation |
|
|
b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
|
|
4 |
Details of the transaction |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
|
|
b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
|
|
c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 2,709 |
|
d) |
Aggregated information - Aggregated volume - Price |
2,709 $0.00 |
|
|
e) |
Date of the transaction |
2017-04-06 |
|
|
f) |
Place of the transaction |
Off Market |
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|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Sir John Parker |
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|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Director |
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|
b) |
Initial notification/ Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Carnival Corporation |
|
|
b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
|
|
4 |
Details of the transaction |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
|
|
b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
|
|
c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 2,709 |
|
d) |
Aggregated information - Aggregated volume - Price |
2,709 $0.00 |
|
|
e) |
Date of the transaction |
2017-04-06 |
|
|
f) |
Place of the transaction |
Off Market |
|
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Stuart Subotnick |
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|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Director |
|
|
b) |
Initial notification/ Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Carnival Corporation |
|
|
b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
|
|
4 |
Details of the transaction |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
|
|
b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
|
|
c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 2,709 |
|
d) |
Aggregated information - Aggregated volume - Price |
2,709 $0.00 |
|
|
e) |
Date of the transaction |
2017-04-06 |
|
|
f) |
Place of the transaction |
Off Market |
|
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Laura Weil |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Director |
|
|
b) |
Initial notification/ Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Carnival Corporation |
|
|
b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
|
|
4 |
Details of the transaction |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
|
|
b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
|
|
c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 2,709 |
|
d) |
Aggregated information - Aggregated volume - Price |
2,709 $0.00 |
|
|
e) |
Date of the transaction |
2017-04-06 |
|
|
f) |
Place of the transaction |
Off Market |
|
|
1 |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Randall Weisenburger |
|
|
2 |
Reason for the notification |
||
|
a) |
Position/status |
Director |
|
|
b) |
Initial notification/ Amendment |
Initial Notification |
|
|
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Carnival Corporation |
|
|
b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
|
|
4 |
Details of the transaction |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
|
|
b) |
Nature of the transaction |
Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan. The restriction on the shares lapses on the third anniversary of the grant date. |
|
|
c) |
Price(s) and volume(s) |
Price(s) $0.00 |
Volume(s) 2,709 |
|
d) |
Aggregated information - Aggregated volume - Price |
2,709 $0.00 |
|
|
e) |
Date of the transaction |
2017-04-06 |
|
|
f) |
Place of the transaction |
Off Market |
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Arnaldo Perez
General Counsel & Secretary
Carnival Corporation & plc
3655 NW 87th Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600
