SEC Filings

Form S-1
ADVANCE AUTO PARTS INC filed this Form S-1 on 02/06/2002
Document Outline
Entire Document (4881.9 KB)
Subdocument 1 - S-1 - FORM S-1
Page 1 - As filed with the Securities and Exchange Commission on February 6, 2002
Page 2 - Investing in our common stock involves risks. See Risk Factors on page 8.
Page 3 - N/A
Page 4 - TABLE OF CONTENTS
Page 5 - PROSPECTUS SUMMARY
Page 6 - Benefits of the Discount Acquisition
Page 7 - Superior Customer Service.
Page 8 - Recent Developments
Page 9 - THE OFFERING
Page 10 - SUMMARY CONSOLIDATED FINANCIAL AND OTHER DATA
Page 11 - N/A
Page 12 - RISK FACTORS
Page 13 - We may not be able to successfully integrate Discount, which could adversely affect our business, fi
Page 14 - If we are unable to compete successfully against other companies in the retail automotive parts indu
Page 15 - The covenants governing our debt impose significant restrictions on us.
Page 16 - Risks Related to Our Offering
Page 17 - We have anti-takeover defense provisions in our certificate of incorporation and bylaws, and provisi
Page 18 - FORWARD-LOOKING STATEMENTS
Page 19 - USE OF PROCEEDS
Page 20 - CAPITALIZATION
Page 21 - SELECTED HISTORICAL CONSOLIDATED FINANCIAL AND OTHER DATA
Page 22 - N/A
Page 23 - N/A
Page 24 - N/A
Page 25 - UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL DATA
Page 26 - UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL STATEMENTS
Page 27 - UNAUDITED PRO FORMA CONSOLIDATED STATEMENTS OF OPERATIONS
Page 28 - UNAUDITED PRO FORMA CONSOLIDATED STATEMENTS OF OPERATIONS
Page 29 - NOTES TO UNAUDITED PRO FORMA CONSOLIDATED STATEMENTS OF OPERATIONS
Page 30 - N/A
Page 31 - UNAUDITED PRO FORMA CONSOLIDATED BALANCE SHEET
Page 32 - NOTES TO UNAUDITED PRO FORMA CONSOLIDATED BALANCE SHEET
Page 33 - NOTES TO UNAUDITED PRO FORMA CONSOLIDATED BALANCE SHEET (Continued)
Page 34 - NOTES TO UNAUDITED PRO FORMA CONSOLIDATED BALANCE SHEET (Continued)
Page 35 - NOTES TO UNAUDITED PRO FORMA CONSOLIDATED BALANCE SHEET (Continued)
Page 36 - NOTES TO UNAUDITED PRO FORMA CONSOLIDATED BALANCE SHEET (Continued)
Page 37 - NOTES TO UNAUDITED PRO FORMA CONSOLIDATED BALANCE SHEET (Continued)
Page 38 - MANAGEMENT S DISCUSSION AND ANALYSIS
Page 39 - Carport Acquisition.
Page 40 - Recent Developments
Page 41 - Results of Operations
Page 42 - Quarterly Financial Results (unaudited)
Page 43 - Cost of Sales
Page 44 - Fiscal Year 2000 Compared to Fiscal Year 1999
Page 45 - Fiscal Year 1999 Compared to Fiscal Year 1998
Page 46 - Liquidity and Capital Resources
Page 47 - N/A
Page 48 - Long Term Debt
Page 49 - Senior Subordinated Notes.
Page 50 - Senior Discount Debentures and Industrial Reserve Bonds.
Page 51 - Recent Accounting Pronouncements
Page 52 - BUSINESS
Page 53 - History
Page 54 - Western Acquisition.
Page 55 - Opportunity to Increase Discount s Store Sales.
Page 56 - Experienced Management Team with Proven Track Record.
Page 57 - Store Operations
Page 58 - Total stores.
Page 59 - Purchasing and Merchandising
Page 60 - N/A
Page 61 - Advance Stores.
Page 62 - Point-of-Sale.
Page 63 - Customer Contact Center.
Page 64 - Competition
Page 65 - N/A
Page 66 - MANAGEMENT
Page 67 - Mr. Wade,
Page 68 - Mr. Liska
Page 69 - Compensation Committee.
Page 70 - Consulting Agreement
Page 71 - N/A
Page 72 - Executive Compensation
Page 73 - Option Grants in Last Fiscal Year
Page 74 - Stock Option Plans
Page 75 - Limitation of Liability and Indemnification
Page 76 - PRINCIPAL AND SELLING STOCKHOLDERS
Page 77 - N/A
Page 78 - RELATED-PARTY TRANSACTIONS
Page 79 - Other Transactions with Sears
Page 80 - N/A
Page 81 - DESCRIPTION OF CAPITAL STOCK
Page 82 - Registration Rights
Page 83 - Piggyback Registration Rights.
Page 84 - Listing
Page 85 - SHARES ELIGIBLE FOR FUTURE SALE
Page 86 - Rule 145
Page 87 - CERTAIN UNITED STATES FEDERAL TAX CONSIDERATIONS FOR
Page 88 - Gain on Disposition of Common Stock
Page 89 - Information Reporting Requirements and Backup Withholding
Page 90 - UNDERWRITING
Page 91 - N/A
Page 92 - N/A
Page 93 - NOTICE TO CANADIAN RESIDENTS
Page 94 - LEGAL MATTERS
Page 95 - INDEX TO FINANCIAL STATEMENTS AND SCHEDULES
Page 96 - Report of Independent Public Accountants
Page 97 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 98 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 99 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 100 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 101 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 102 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 103 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 104 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 105 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 106 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 107 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 108 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 109 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 110 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 111 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 112 - ADVANCE AUTO PARTS , INC. AND SUBSIDIARIES
Page 113 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 114 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 115 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 116 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 117 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 118 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 119 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 120 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 121 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 122 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 123 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 124 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 125 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 126 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 127 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 128 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 129 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 130 - ADVANCE AUTO PARTS, INC.
Page 131 - ADVANCE AUTO PARTS, INC.
Page 132 - ADVANCE AUTO PARTS, INC.
Page 133 - ADVANCE AUTO PARTS, INC.
Page 134 - ADVANCE AUTO PARTS, INC.
Page 135 - ADVANCE AUTO PARTS, INC.
Page 136 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 137 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 138 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 139 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 140 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 141 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 142 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 143 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 144 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 145 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 146 - ADVANCE AUTO PARTS, INC. AND SUBSIDIARIES
Page 147 - REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
Page 148 - DISCOUNT AUTO PARTS, INC.
Page 149 - DISCOUNT AUTO PARTS, INC.
Page 150 - DISCOUNT AUTO PARTS, INC.
Page 151 - DISCOUNT AUTO PARTS, INC.
Page 152 - DISCOUNT AUTO PARTS, INC.
Page 153 - DISCOUNT AUTO PARTS, INC.
Page 154 - DISCOUNT AUTO PARTS, INC.
Page 155 - DISCOUNT AUTO PARTS, INC.
Page 156 - DISCOUNT AUTO PARTS, INC.
Page 157 - DISCOUNT AUTO PARTS, INC.
Page 158 - DISCOUNT AUTO PARTS, INC.
Page 159 - DISCOUNT AUTO PARTS, INC.
Page 160 - DISCOUNT AUTO PARTS, INC.
Page 161 - DISCOUNT AUTO PARTS, INC.
Page 162 - DISCOUNT AUTO PARTS, INC.
Page 163 - DISCOUNT AUTO PARTS, INC.
Page 164 - DISCOUNT AUTO PARTS, INC.
Page 165 - DISCOUNT AUTO PARTS, INC.
Page 166 - N/A
Page 167 - N/A
Page 168 - PART II
Page 169 - Item 15. Recent Sales of Unregistered Securities
Page 170 - N/A
Page 171 - Item 16. Exhibits and Financial Statement Schedules
Page 172 - N/A
Page 173 - N/A
Page 174 - N/A
Page 175 - (b) Financial Statement Schedules.
Page 176 - SIGNATURES
Page 177 - Signature
Subdocument 2 - EX-4.2 - AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
Page 1 - EXHIBIT 4.2
Page 2 - TABLE OF CONTENTS
Page 3 - TABLE OF CONTENTS (continued)
Page 4 - RECITALS
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - Section 5.1) all or any portion of the shares of Common Stock it
Page 11 - Section 3 with respect to Transfers by the Sears Stockholder or a
Page 12 - N/A
Page 13 - N/A
Page 14 - Section 3 shall be (i) All Offered Shares in the event the
Page 15 - Section 3 without Mr. Taubman's or his representative's
Page 16 - N/A
Page 17 - N/A
Page 18 - N/A
Page 19 - N/A
Page 20 - N/A
Page 21 - N/A
Page 22 - Section 4.2 or Section 5.1(a) above, upon notice of exercise
Page 23 - N/A
Page 24 - N/A
Page 25 - N/A
Page 26 - N/A
Page 27 - N/A
Page 28 - N/A
Page 29 - N/A
Page 30 - Section 7.1.
Page 31 - N/A
Page 32 - N/A
Page 33 - Section 7.3(d) shall be determined (other than at the instance of the FS
Page 34 - N/A
Page 35 - N/A
Page 36 - N/A
Page 37 - N/A
Page 38 - N/A
Page 39 - N/A
Page 40 - N/A
Page 41 - ADVANCE HOLDING CORPORATION
Page 42 - N/A
Page 43 - SCHEDULE 1
Page 44 - EXHIBIT A
Page 45 - EXHIBIT A
Page 46 - SECTION 2
Page 47 - Section 2.3, prior to any person including Registrable Securities under Section
Page 48 - Section 2.1 to the contrary, if any request for Demand Registration is delivered
Page 49 - SECTION 2.3 Reduction of Offering.
Page 50 - SECTION 2.4 Additional Rights. The Company shall not grant to any Person
Page 51 - N/A
Page 52 - N/A
Page 53 - N/A
Page 54 - SECTION 3.2 Registration Expenses. In connection with any Demand
Page 55 - SECTION 4.2 Indemnification by Holders of Registrable Securities. Each
Page 56 - SECTION 4.4 Contribution. If the indemnification provided for in this is
Page 57 - SECTION 5
Page 58 - SECTION 5.2 Rule 144. The Company covenants that it will use its reasonable
Page 59 - EXHIBIT B
Page 60 - EXHIBIT B
Page 61 - RECITALS
Page 62 - AGREEMENT
Page 63 - N/A
Page 64 - N/A
Page 65 - N/A
Page 66 - N/A
Page 67 - N/A
Page 68 - Section 2.1(a), neither the FS Stockholder nor the Sears Stockholder
Page 69 - N/A
Page 70 - N/A
Page 71 - N/A
Page 72 - N/A
Page 73 - N/A
Page 74 - RECITALS
Page 75 - AGREEMENT
Page 76 - Section 3 shall terminate, as to any such holder only, at such time as
Page 77 - N/A
Page 78 - N/A
Page 79 - N/A
Page 80 - N/A
Page 81 - N/A
Page 82 - N/A
Subdocument 3 - EX-10.45 - LEASE AGREEMENT
Page 1 - - W I T N E S S E T H -
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - N/A
Page 13 - N/A
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Page 17 - N/A
Page 18 - N/A
Page 19 - N/A
Page 20 - N/A
Page 21 - N/A
Page 22 - N/A
Subdocument 4 - EX-10.46 - SHARE EXCHANGE AGREEMENT
Page 1 - EXHIBIT 10.46
Page 2 - SECTION 1
Page 3 - N/A
Page 4 - SECTION 2
Page 5 - N/A
Page 6 - SECTION 3
Page 7 - N/A
Page 8 - Section 3.8(d)), will become due to any taxing authority having jurisdiction
Page 9 - Section 3.8, "Knowledge of Sears" shall mean the actual (not constructive or
Page 10 - SECTION 4
Page 11 - N/A
Page 12 - N/A
Page 13 - SECTION 5
Page 14 - Section 3.8. of this Agreement. If the Company shall breach its covenant under
Page 15 - N/A
Page 16 - N/A
Page 17 - Section 5.2, the Company shall promptly notify Sears in writing of such claim (a
Page 18 - Section 5.6, except as may otherwise be necessary in connection with the filing
Page 19 - N/A
Page 20 - N/A
Page 21 - N/A
Page 22 - N/A
Page 23 - Section 3.6(B) above.
Page 24 - N/A
Page 25 - EXHIBIT A
Page 26 - RECITALS
Page 27 - AGREEMENT
Page 28 - Section 3 shall terminate, as to any such holder only, at such time as
Page 29 - N/A
Page 30 - N/A
Page 31 - Section 10 of this Amendment.
Page 32 - N/A
Page 33 - N/A
Page 34 - N/A
Page 35 - EXHIBIT B
Page 36 - ASSUMPTION AND RELEASE AGREEMENT
Page 37 - AGREEMENT
Page 38 - N/A
Page 39 - N/A
Page 40 - N/A
Page 41 - N/A
Page 42 - SCHEDULE A
Subdocument 5 - EX-21.1 - SUBSIDIARIES OF ADVANCE AUTO
Page 1 - N/A
Subdocument 6 - EX-23.2 - CONSENT OF ARTHUR ANDERSEN LLP
Page 1 - EXHIBIT 23.2
Subdocument 7 - EX-23.3 - CONSENT OF ERNST & YOUNG LLP
Page 1 - N/A