Company

SEC Filings

Form S-1
INTUITIVE SURGICAL INC filed this Form S-1 on 04/22/1998
Document Outline
Entire Document (1106.3 KB)
Subdocument 1 - S-1 - FORM S-1
Page 1 - SECURITIES AND EXCHANGE COMMISSION
Page 2 - SECURITIES AND EXCHANGE COMMISSION. THESE SECURITIES MAY NOT BE SOLD NOR MAY
Page 3 - PROSPECTUS (SUBJECT TO COMPLETION)
Page 4 - GENERATIONS OF SURGERY
Page 5 - INTUITIVE THIRD GENERATION SURGERY
Page 6 - PROSPECTUS DOES NOT CONSTITUTE AN OFFER TO SELL OR A SOLICITATION OF AN OFFER TO
Page 7 - PROSPECTUS SUMMARY
Page 8 - N/A
Page 9 - BALANCE SHEET DATA:
Page 10 - RISK FACTORS
Page 11 - NEED FOR FEDERAL AND STATE REGULATORY CLEARANCE OR APPROVAL
Page 12 - N/A
Page 13 - LACK OF INTERNATIONAL REGULATORY CLEARANCE OR APPROVAL
Page 14 - FLUCTUATIONS IN OPERATING RESULTS
Page 15 - RISK OF SOFTWARE DEFECTS
Page 16 - N/A
Page 17 - RISKS OF THIRD-PARTY CLAIMS OF INFRINGEMENT
Page 18 - DEPENDENCE ON KEY SUPPLIERS
Page 19 - RISK OF PRODUCT LIABILITY
Page 20 - ANTI-TAKEOVER EFFECT OF DELAWARE LAW AND CERTAIN CHARTER AND BYLAW PROVISIONS
Page 21 - N/A
Page 22 - USE OF PROCEEDS
Page 23 - CAPITALIZATION
Page 24 - DILUTION
Page 25 - SELECTED FINANCIAL DATA
Page 26 - MANAGEMENT'S DISCUSSION AND ANALYSIS OF
Page 27 - RESULTS OF OPERATIONS
Page 28 - LIQUIDITY AND CAPITAL RESOURCES
Page 29 - YEAR 2000 COMPLIANCE
Page 30 - BUSINESS
Page 31 - BACKGROUND
Page 32 - N/A
Page 33 - N/A
Page 34 - EDGAR REPRESENTATION OF DATA POINTS USED IN PRINTED GRAPHIC
Page 35 - N/A
Page 36 - INTUITIVE'S PRODUCTS
Page 37 - RESPOSABLE INSTRUMENTS
Page 38 - N/A
Page 39 - CLINICAL CONTRIBUTIONS
Page 40 - NON-CARDIAC CLINICAL APPLICATIONS
Page 41 - N/A
Page 42 - CLINICAL TRIALS AND EXPERIENCE
Page 43 - INTELLECTUAL PROPERTY
Page 44 - SRI INTERNATIONAL AGREEMENT
Page 45 - PATENTS
Page 46 - RESEARCH AND DEVELOPMENT
Page 47 - MANUFACTURING
Page 48 - UNITED STATES
Page 49 - Section 510(k) of the FDC Act ("510(k)") or an approval of a premarket approval
Page 50 - N/A
Page 51 - CALIFORNIA
Page 52 - THIRD-PARTY REIMBURSEMENT
Page 53 - EMPLOYEES
Page 54 - N/A
Page 55 - MANAGEMENT
Page 56 - N/A
Page 57 - N/A
Page 58 - BOARD COMMITTEES
Page 59 - SUMMARY COMPENSATION TABLE
Page 60 - AGGREGATE OPTION EXERCISES IN 1997 AND YEAR-END OPTION VALUES
Page 61 - N/A
Page 62 - N/A
Page 63 - EXECUTIVE OFFICER AND EMPLOYMENT ARRANGEMENTS
Page 64 - CERTAIN TRANSACTIONS
Page 65 - PRINCIPAL STOCKHOLDERS
Page 66 - N/A
Page 67 - Section 2115 may limit the ability of the Company to elect a classified Board of
Page 68 - Section 203 defines business combination to include (i) any merger or
Page 69 - LIMITATION OF LIABILITY AND INDEMNIFICATION
Page 70 - TRANSFER AGENT
Page 71 - SHARES ELIGIBLE FOR FUTURE SALE
Page 72 - N/A
Page 73 - UNDERWRITERS
Page 74 - N/A
Page 75 - PRICING OF THE OFFERING
Page 76 - INDEX TO FINANCIAL STATEMENTS
Page 77 - N/A
Page 78 - BALANCE SHEETS
Page 79 - STATEMENTS OF OPERATIONS
Page 80 - STATEMENT OF STOCKHOLDERS' EQUITY
Page 81 - STATEMENTS OF CASH FLOWS
Page 82 - NOTES TO FINANCIAL STATEMENTS
Page 83 - NOTES TO FINANCIAL STATEMENTS (CONTINUED)
Page 84 - NOTES TO FINANCIAL STATEMENTS (CONTINUED)
Page 85 - NOTES TO FINANCIAL STATEMENTS (CONTINUED)
Page 86 - NOTES TO FINANCIAL STATEMENTS (CONTINUED)
Page 87 - NOTES TO FINANCIAL STATEMENTS (CONTINUED)
Page 88 - NOTES TO FINANCIAL STATEMENTS (CONTINUED)
Page 89 - NOTES TO FINANCIAL STATEMENTS (CONTINUED)
Page 90 - NOTES TO FINANCIAL STATEMENTS (CONTINUED)
Page 91 - NOTES TO FINANCIAL STATEMENTS (CONTINUED)
Page 92 - NOTES TO FINANCIAL STATEMENTS (CONTINUED)
Page 93 - CARDIAC SURGERY
Page 94 - N/A
Page 95 - ITEM 13. OTHER EXPENSES OF ISSUANCE AND DISTRIBUTION.
Page 96 - N/A
Page 97 - ITEM 16. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.
Page 98 - ITEM 17. UNDERTAKINGS.
Page 99 - SIGNATURES
Page 100 - EXHIBIT INDEX
Subdocument 2 - EX-3.1 - EXHIBIT 3.1
Page 1 - STATE OF DELAWARE
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - Section 3(c)).
Page 6 - N/A
Page 7 - Section 4 shall surrender the certificate or certificates therefor, duly
Page 8 - Section 4), in any such event each holder of Preferred Stock shall have the
Page 9 - N/A
Page 10 - N/A
Page 11 - Section 4, the Company, at its expense, shall compute such adjustment or
Page 12 - N/A
Page 13 - Section 4 shall be in writing and shall be deemed effectively given: (i) upon
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Subdocument 3 - EX-3.3 - EXHIBIT 3.3
Page 1 - I
Page 2 - V
Page 3 - Section 2115(b) of the CGCL, subject to the rights of the holders of any series
Page 4 - VI
Page 5 - VII
Page 6 - N/A
Subdocument 4 - EX-3.4 - EXHIBIT 3.4
Page 1 - BYLAWS
Page 2 - TABLE OF CONTENTS
Page 3 - Section 22.Action without Meeting . . . . . . . . . . . . . . . . . . . 8
Page 4 - Section 41.Fiscal Year. . . . . . . . . . . . . . . . . . . . . . . . . 16
Page 5 - Section 45.Right of First Refusal . . . . . . . . . . . . . . . . . . . 22
Page 6 - SECTION 1. REGISTERED OFFICE. The registered office of the corporation
Page 7 - SECTION 6. SPECIAL MEETINGS. Special meetings of the stockholders
Page 8 - SECTION 9. ADJOURNMENT AND NOTICE OF ADJOURNED MEETINGS. Any
Page 9 - SECTION 12. LIST OF STOCKHOLDERS. The Secretary shall prepare and
Page 10 - SECTION 15. NUMBER AND TERM OF OFFICE. The Board of Directors shall
Page 11 - SECTION 17. VACANCIES. Unless otherwise provided in the Certificate
Page 12 - SECTION 21. QUORUM AND VOTING.
Page 13 - SECTION 23. FEES AND COMPENSATION. Directors shall be entitled to
Page 14 - SECTION 25. ORGANIZATION. At every meeting of the Directors, the
Page 15 - SECTION 27. TENURE AND DUTIES OF OFFICERS.
Page 16 - SECTION 28. DELEGATION OF AUTHORITY. The Board of Directors may from
Page 17 - SECTION 32. VOTING OF SECURITIES OWNED BY THE CORPORATION. All stock
Page 18 - SECTION 34. LOST CERTIFICATES. A new certificate or certificates
Page 19 - SECTION 37. REGISTERED STOCKHOLDERS. The corporation shall be
Page 20 - SECTION 39. DECLARATION OF DIVIDENDS. Dividends upon the capital
Page 21 - N/A
Page 22 - N/A
Page 23 - N/A
Page 24 - SECTION 43. NOTICES.
Page 25 - SECTION 44. AMENDMENTS. Except as otherwise set forth in paragraph (i)
Page 26 - SECTION 45. RIGHT OF FIRST REFUSAL. No stockholder shall sell,
Page 27 - N/A
Page 28 - SECTION 46. LOANS TO OFFICERS. The corporation may lend money to, or
Page 29 - Section 143)
Subdocument 5 - EX-3.5 - EXHIBIT 3.5
Page 1 - N/A
Page 2 - TABLE OF CONTENTS
Page 3 - TABLE OF CONTENTS
Page 4 - TABLE OF CONTENTS
Page 5 - TABLE OF CONTENTS
Page 6 - SECTION 1. REGISTERED OFFICE The registered office of the corporation
Page 7 - N/A
Page 8 - Section 5. Such stockholder's notice shall set forth (i) as to each person, if
Page 9 - SECTION 7. NOTICE OF MEETINGS Except as otherwise provided by law or
Page 10 - SECTION 9. ADJOURNMENT AND NOTICE OF ADJOURNED MEETINGS. Any meeting
Page 11 - SECTION 13. ACTION WITHOUT MEETING.
Page 12 - SECTION 15. NUMBER AND TERM OF OFFICE. The authorized number of
Page 13 - SECTION 18. VACANCIES. Unless otherwise provided in the Certificate of
Page 14 - SECTION 21. MEETINGS.
Page 15 - SECTION 22. QUORUM AND VOTING.
Page 16 - SECTION 25. COMMITTEES.
Page 17 - SECTION 26. ORGANIZATION. At every meeting of the directors, the
Page 18 - N/A
Page 19 - SECTION 29. DELEGATION OF AUTHORITY. The Board of Directors may from
Page 20 - SECTION 33. VOTING OF SECURITIES OWNED BY THE CORPORATION. All stock
Page 21 - SECTION 36. TRANSFERS.
Page 22 - SECTION 38. REGISTERED STOCKHOLDERS. The corporation shall be entitled
Page 23 - SECTION 40. DECLARATION OF DIVIDENDS. Dividends upon the capital stock
Page 24 - N/A
Page 25 - N/A
Page 26 - SECTION 44. NOTICES.
Page 27 - N/A
Page 28 - SECTION 45. AMENDMENTS. Subject to paragraph (h) of Section 43 of the
Subdocument 6 - EX-10.1 - EXHIBIT 10.1
Page 1 - INDEMNITY AGREEMENT
Page 2 - Section 3 hereof shall be paid by the Corporation:
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - AGENT
Subdocument 7 - EX-10.2 - EXHIBIT 10.2
Page 1 - 1998 EQUITY INCENTIVE PLAN
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - Section 424(d) of the Code) stock possessing more than ten percent (10%) of the
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - N/A
Page 13 - N/A
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Subdocument 8 - EX-10.3 - EXHIBIT 10.3
Page 1 - N/A
Subdocument 9 - EX-10.4 - EXHIBIT 10.4
Page 1 - N/A
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Subdocument 10 - EX-10.5 - EXHIBIT 10.5
Page 1 - 1998 NON-EMPLOYEE DIRECTORS' STOCK OPTION PLAN
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Subdocument 11 - EX-10.6 - EXHIBIT 10.6
Page 1 - NONSTATUTORY STOCK OPTION
Page 2 - N/A
Page 3 - N/A
Page 4 - NOTICE OF EXERCISE
Subdocument 12 - EX-10.7 - EXHIBIT 10.7
Page 1 - 1998 EMPLOYEE STOCK PURCHASE PLAN
Page 2 - Section 423 of the Code.
Page 3 - N/A
Page 4 - N/A
Page 5 - Section 402(h) or section 403(b) of the Code, and also including any deferrals
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Subdocument 13 - EX-10.8 - EXHIBIT 10.8
Page 1 - AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT
Page 2 - TABLE OF CONTENTS
Page 3 - AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - Section 2.5 hereof.
Page 9 - Section 2.2 or any registration under Section 2.3 or Section 2.4 herein shall
Page 10 - N/A
Page 11 - N/A
Page 12 - N/A
Page 13 - Section 2.9 shall survive the completion of any offering of Registrable
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Page 17 - N/A
Page 18 - N/A
Page 19 - Section 3.6 may be transferred to any transferee who is or becomes a Holder.
Page 20 - N/A
Page 21 - N/A
Page 22 - N/A
Page 23 - ALLAN JOHNSTON
Page 24 - STANFORD UNIVERSITY
Page 25 - N/A
Page 26 - N/A
Page 27 - PRICE BROTHERS INVESTMENT PARTNERSHIP
Page 28 - ROSE REVOCABLE TRUST
Page 29 - N/A
Page 30 - JUDD MELTZER
Page 31 - N/A
Page 32 - TRIAXIS TRUST AG
Page 33 - N/A
Page 34 - CBG COMPAGNIE BANCAIRE GENEVE
Page 35 - N/A
Page 36 - N/A
Page 37 - N/A
Page 38 - N/A
Page 39 - N/A
Page 40 - N/A
Page 41 - SCHEDULE OF INVESTORS
Page 42 - SCHEDULE OF INVESTORS
Page 43 - SCHEDULE OF INVESTORS
Page 44 - SCHEDULE OF INVESTORS
Page 45 - SCHEDULE OF INVESTORS
Page 46 - SCHEDULE OF INVESTORS
Page 47 - N/A
Subdocument 14 - EX-10.9 - EXHIBIT 10.9
Page 1 - N/A
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - Section 23 below,".
Page 11 - N/A
Page 12 - N/A
Page 13 - ADDENDUM TO
Subdocument 15 - EX-10.10 - EXHIBIT 10.10
Page 1 - N/A
Page 2 - Section 3(a), Holder may elect to receive shares equal to the value of this
Page 3 - N/A
Page 4 - SECURITIES AND EXCHANGE COMMISSION, OR (IF REASONABLY REQUIRED BY
Page 5 - N/A
Page 6 - Section 7.4, if, at any time or from time to time after the date
Page 7 - Section 7.4 and made on the basis that only the Additional Shares of Common
Page 8 - Section 7.4, for such Additional Shares of Common Stock."
Page 9 - N/A
Page 10 - N/A
Page 11 - NOTICE OF EXERCISE
Subdocument 16 - EX-10.13 - EXHIBIT 10.13
Page 1 - N/A
Page 2 - N/A
Page 3 - REVISED INSURANCE CLAUSE
Page 4 - SEE REVISED INSURANCE CLAUSE ATTACHED
Page 5 - N/A
Page 6 - LESSOR LESSEE
Page 7 - ADDITIONAL PARAGRAPHS
Subdocument 17 - EX-10.14 - EXHIBIT 10.14
Page 1 - N/A
Page 2 - N/A
Page 3 - SEE REVISED INSURANCE CLAUSE ATTACHED
Page 4 - REVISED INSURANCE CLAUSE
Page 5 - N/A
Page 6 - LESSOR LESSEE
Page 7 - ADDITIONAL PARAGRAPHS
Subdocument 18 - EX-10.15 - EXHIBIT 10.15
Page 1 - EMPLOYMENT AGREEMENT
Page 2 - N/A
Page 3 - N/A
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - N/A
Page 11 - EXHIBIT A
Page 12 - EXHIBIT B
Page 13 - N/A
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Page 17 - N/A
Page 18 - EXHIBIT A
Page 19 - EXHIBIT B
Page 20 - EXHIBIT C
Page 21 - N/A
Subdocument 19 - EX-23.1 - EXHIBIT 23.1
Page 1 - EXHIBIT 23.1
Subdocument 20 - EX-27.1 - EXHIBIT 27.1
Page 1 - N/A