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SEC Filings

DEF 14A
ARCH COAL INC filed this Form DEF 14A on 03/18/2019
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SECURITY OWNERSHIP OF DIRECTORS AND EXECUTIVE OFFICERS

        The following table sets forth, as of March 7, 2019, information concerning the beneficial ownership of our common stock by each director, each of the executives named in this proxy statement and all current directors and executive officers as a group. Under rules of the SEC, persons who have power to vote or dispose of securities, either alone or jointly with others, are deemed to be the beneficial owners of such securities. Each person reflected in the table below has both sole voting and investment power with respect to the shares included in the table, except as described in the footnotes below:

Name of Beneficial Owner
  Number of
Actual Shares
Owned
Directly or
Indirectly(1)
  Options
Exercisable
Within
60 Days
  Amount
and
Nature of
Beneficial
Ownership
  Percent
of
Class
  Other
Stock-Based
Items(2)
  Total
Stock-Based
Ownership
 

John W. Eaves, Chief Executive Officer and Director

    40,122         40,122     0 %   204,650     244,772  

James N. Chapman, Chairman

    3,474         3,474     0 %   1,900     5,374  

Patrick J. Bartels, Jr., Director

                    1,450     1,450  

Sherman K. Edmiston III, Director

    2,474         2,474     0 %   1,350     3,824  

Robert B. Hamill, Director

                    950     950  

Holly Keller Koeppel, Director

                    950     950  

Patrick A. Kriegshauser, Director

    3,190         3,190     0 %   1,350     4,540  

Richard A. Navarre, Director

    2,474         2,474     0 %   1,350     3,824  

Scott D. Vogel, Director(3)

    3,190         3,190     0 %   1,350     4,540  

John T. Drexler, Senior Vice President and Chief Financial Officer

    13,069         13,069     0 %   77,300     90,369  

Robert G. Jones, Senior Vice President — Law, General Counsel and Secretary

    7,930         7,930     0 %   45,650     53,580  

Paul A. Lang, President and Chief Operating Officer

    21,368         21,368     0 %   116,350     137,718  

John A. Ziegler, Jr., Chief Commercial Officer

    7,724         7,724     0 %   41,250     48,974  

All of our directors and executive officers as a group (15 persons)

    110,233         110,233     0 %   538,425     648,658  

(1)
Includes shares of our common stock and, for executive officers, it also includes time-based restricted stock units that vested but have not settled.

(2)
Includes, for directors, unvested time-based restricted stock units. Includes, for executive officers, unvested time- and performance-based restricted stock units (assuming, in the case of performance-based units, maximum attainment of the specified share price performance goal). While restricted stock units may not be voted or transferred, we have included them in the table as they represent an economic interest in our common stock that is subject to the same market risk as ownership of actual shares of our common stock.

(3)
Mr. Vogel is not standing for re-election at the Annual Meeting.

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