DEF 14A
KAMAN CORP filed this Form DEF 14A on 03/03/2017
Entire Document
 << Previous Page | Next Page >>


SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS
AND MANAGEMENT
Stock Ownership of Directors and Executive Officers
The following table sets forth information about the beneficial ownership of the Company’s Common Stock by each director and director nominee, each executive officer named in the Summary Compensation Table, and all directors and executive officers as a group, as of December 31, 2016. The beneficial ownership percentages have been calculated based on 27,108,133 shares of Common Stock issued and outstanding as of such date. Unless otherwise indicated, each person listed has the sole voting and investment power with respect to the shares listed, and the business address of each person is c/o Kaman Corporation, 1332 Blue Hills Avenue, Bloomfield, Connecticut 06002.
Name
 
Number of Shares
Beneficially Owned
as of December 31, 2016
 
 
Percentage
 
 
 
 
 
 
 
Brian E. Barents
 
29,144

(1) 
 
 
*
E. Reeves Callaway III
 
5,577

 
 
 
*
Ronald M. Galla
 
32,768

(2) 
 
 
*
Karen M. Garrison
 
23,644

 
 
 
*
A. William Higgins
 
17,644

 
 
 
*
Neal J. Keating
 
206,529

(3) 
 
 
*
Scott E. Kuechle
 
9,097

 
 
 
*
Shawn G. Lisle
 
18,251

(4) 
 
 
*
George E. Minnich
 
18,784

(5) 
 
 
*
Jennifer M. Pollino
 
4,402

 
 
 
*
Thomas W. Rabaut
 
26,529

(6) 
 
 
*
Steven J. Smidler
 
40,039

(7) 
 
 
*
Robert D. Starr
 
53,278

(8) 
 
 
*
Gregory L. Steiner
 
73,270

(9) 
 
 
*
Richard J. Swift
 
19,644

 
 
 
*
All Directors and Executive Officers as a group
 
648,990

(10) 
 
 
2.38%
_______________
*
Less than one percent.
(1)
Shares held indirectly through a family trust, for which Mr. Barents serves as Trustee with the power to exercise investment control.
(2)
Retired from the Company effective as of January 3, 2017.
(3)
Includes 14,000 shares held in a trust, for which Mr. Keating serves as a co-trustee with the power to exercise investment control.
(4)
Includes 5,796 shares issuable upon the exercise of stock options exercisable or which will become exercisable within 60 days.
(5)
Shares held indirectly through a family LLC controlled by Mr. Minnich.
(6)
Includes 2,485 shares held by a revocable trust for the benefit of Mr. Rabaut's spouse and children, for which Mr. Rabaut serves as Trustee with the power to exercise investment control.
(7)
Includes 15,820 shares issuable upon the exercise of stock options exercisable or which will become exercisable within 60 days.
(8)
Includes 30,180 shares issuable upon the exercise of stock options exercisable or which will become exercisable within 60 days.
(9)
Includes 46,500 shares issuable upon the exercise of stock options exercisable or which will become exercisable within 60 days.
(10)
Includes 117,709 shares issuable upon the exercise of stock options exercisable or which will become exercisable within 60 days.

- 16 -

 << Previous Page | Next Page >>